IH
Ian A. Holder
CARY STREET PARTNERS
Virginia Beach , VA 23451
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CRD#: 5589989
IH
Professional summary
Ian A Holder, CFP®, who also goes by Ian Alexander Holder, is a registered financial advisor currently at CARY STREET PARTNERS located in Virginia Beach , Virginia and CARY STREET PARTNERS located in Virginia Beach , Virginia.
Ian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Ian has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ian Alexander Holder
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*103916 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HERMITAGE MUSEUM AND GARDENS INVESTMENT RELATED: Y ADDRESS OF BUSINESS: NORFOLK, VIRGINIA 23505 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 4/3/2017 NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS BOARD OVERSEES THE FINANCIAL AND INVESTMENTS HELD FBO HERMITAGE FOUNDATION. Other Business Name: YMCA of the USA Address:101 N. Wacker Drive, Chicago, IL 60606 Investment-Related?Yes Nature of the Other Business:Private Company Postion at Other Business:Committee member of Finance & Investment Committee Title at Other Business:Committee member of Finance & Investment Committee Relationship with Other BusinessNo Start Date of your Relationship:4/29/2025 Will be providing Investment Advice as part of Role?:No Will be involved in the handling of the entity's funds, securities, investments, or like?:Yes Approximate Hours/Month devoted to other business:3 Number of Hours devoted to other business during securities trading hours:3 Will you be compensated for the OBA?:No Description of duties related to other Business:I would be on the YUSA board of directors. Our National Board of Directors provides critical guidance to ensure our vision and strategy align with our mission. These dedicated individuals are critical to the success of YMCA of the USA and to Ys across the country. Other Business Name: Ghent District Foundation Address:301 W. 21st Street, Norfolk, VA 23517 Investment-Related?No Nature of the Other Business:Foundation Postion at Other Business:Board Member Title at Other Business:Board Member Relationship with Other BusinessNo Start Date of your Relationship:10/25/2024 Will be providing Investment Advice as part of Role?:No Will be involved in the handling of the entity's funds, securities, investments, or like?:No Approximate Hours/Month devoted to other business:1 Number of Hours devoted to other business during securities trading hours:0 Will you be compensated for the OBA?:No Description of duties related to other Business:Board Member Other Business Name: Trust for Client Address:Englewood, FL Investment-Related?Yes Nature of the Other Business:Trust Position at Other Business:Independent Qualified Trustee Title at Other Business:Independent Qualified Trustee Relationship with Other BusinessNo Start Date of your Relationship:2/28/2025 Will be providing Investment Advice as part of Role?:Yes Will be involved in the handling of the entity's funds, securities, investments, or like?:Yes Approximate Hours/Month devoted to other business:0 Number of Hours devoted to other business during securities trading hours:1 Will you be compensated for the OBA?:No Description of duties related to other Business:It would be the spouse as co-trustee and if they cannot serve, there could be another successor trustee(law firm or trust company).
CRS (Client Relationship Summary) - RIA
Click below to view Ian A Holder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
July 16, 2022 - Present
CARY STREET PARTNERS
Office #1: 2101 Parks Avenue Suite 800, Virginia Beach , VA 23451RIA
CRD#: 128545
Virginia Beach , VA
Current
July 16, 2022 - Present
CARY STREET PARTNERS
Office #1: 2101 Parks Avenue Suite 800, Virginia Beach , VA 23451BD
CRD#: 128089
Virginia Beach , VA
Past
December 3, 2008 - July 19, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NORFOLK, VA
Past
November 5, 2008 - July 19, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NORFOLK, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/16/2022)
RR
Florida(7/16/2022)
RR
North Carolina(7/16/2022)
IAR
North Carolina(7/16/2022)
IAR
Texas(12/4/2023)
RR
Virginia(7/16/2022)
IAR
Virginia(7/16/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 East Byrd Street Suite 1001, Richmond, VA 23219
Mailing Address
Phone number
(804) 340-8100
Established
Firm type
Fiscal year end
# of Employees
166
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
