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Sean P. Hayden
CETERA INVESTMENT ADVISERS LLC
EAST AMHERST, NY 14051
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CRD#: 5589717
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Professional summary
Sean Patrick Hayden, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in East Amherst, New York and CETERA FINANCIAL SPECIALISTS LLC located in East Amherst, New York.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Sean has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LOCKPORT COMMUNITY SERVICES, INC., NOT INVESTMENT RELATED, LOCKPORT, NY, FUNDRAISING FOR LOCAL STATE PARK, VP, SET MEETING AGENDA AND WEBSITE CONTENT, .5H/WEEK, SINCE 01/2015. 2) HISTORIC LOCKPORT MILL RACE, NOT INVESTMENT RELATED, LOCKPORT, NY, NONPROFIT FOR LOCAL PROJECTS IN HOPMETOWN, BOARD MEMBER, .5H/WEEK, SINCE 01/2017. 3) GS NATIONAL, NOT INVESTMENT RELATED, PITTSBURG, PA, SALES OF MEDICARE INSURANCE, 2H/WEEK, SINCE 12/2019. 4) HD HEALTH SOLUTIONS, NOT INVESTMENT RELATED, TONAWANDA, NY, CO-OWNER, SALES OF MEDICARE PLANS, 2H/WEEK, SINCE 11/2020. 5) HD TAX SOLUTIONS, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, TAX PREPARATION AND PLANNING SERVICES FOR INDIVIDUALS AND BUSINESSES, 5H/WEEK, SINCE 02/2021 6) HD FINANCIAL SPECIALISTS, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, DBA FOR FINANCIAL SERVICES, PRESIDENT, FINANCIAL ADVISOR, 50H/WEEK, SINCE 03/2021 7) NAME OF OTHER BUSINESS: 2016 BJS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: NON PROFIT; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: USED FOR FUNDRAISING FOR HOCKEY TEAM;
CRS (Client Relationship Summary) - RIA
Click below to view Sean Patrick Hayden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 20, 2021 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 6049 Transit Rd Ste 103, East Amherst, NY 14051RIA
CRD#: 105644
EAST AMHERST, NY
Current
March 17, 2021 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 6049 Transit Rd Ste 103, East Amherst, NY 14051BD
CRD#: 10358
East Amherst, NY
Past
March 10, 2014 - April 1, 2021
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
WILLIAMSVILLE, NY
Past
February 11, 2014 - April 1, 2021
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
WILLIAMSVILLE, NY
Past
January 18, 2013 - February 24, 2014
SAPERSTON ASSET MANAGEMENT, INC.
BD
CRD#: 44379
LOCKPORT, NY
Past
August 4, 2009 - January 23, 2013
EDWARD JONES
RIA
CRD#: 250
LOCKPORT, NY
Past
July 17, 2009 - January 23, 2013
EDWARD JONES
BD
CRD#: 250
LOCKPORT, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/17/2021)
RR
Colorado(3/17/2021)
RR
Connecticut(9/12/2022)
RR
Delaware(3/17/2021)
RR
Florida(3/17/2021)
RR
Georgia(10/9/2025)
RR
Kentucky(2/12/2025)
RR
Massachusetts(3/17/2021)
RR
Mississippi(10/30/2023)
RR
New Jersey(3/17/2021)
RR
New York(3/17/2021)
IAR
New York(3/20/2021)
RR
North Carolina(4/1/2021)
RR
Ohio(5/7/2021)
RR
Pennsylvania(3/17/2021)
RR
Rhode Island(9/2/2021)
RR
South Carolina(3/17/2021)
RR
Utah(3/17/2021)
RR
Virginia(3/17/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644East Amherst, NY 14051TRUST BUT VERIFY
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