Nicholas C. Colonna

LIME ROCK INVESTMENT MANAGEMENT COMPANY

San Antonio, TX

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CRD#: 5588912

Professional summary

Nicholas Charles Colonna, who also goes by Nicholas C Colonna, Nick Charles Colonna, is a registered financial advisor currently at LIME ROCK INVESTMENT MANAGEMENT COMPANY, INC. located in San Antonio, Texas.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Nicholas has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas C Colonna | Nick Charles Colonna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Charles Colonna's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2022 - Present

LIME ROCK INVESTMENT MANAGEMENT COMPANY, INC.

RIA

CRD#: 322364

San Antonio, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/18/2023)

IAR

New York
(8/11/2023)

IAR

Texas
(8/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

LIME ROCK INVESTMENT MANAGEMENT COMPANY, INC.

COLONNA, NICHOLAS | LIME ROCK INVESTMENT MANAGEMENT COMPANY, INC. | COLONNA, NICHOLAS CHARLES

CRD#: 322364 / SEC#:

Florida

Registered Investment Advisory firm - (9/18/2023 Approved)

New York

Registered Investment Advisory firm - (8/11/2023 Approved)

Texas

Registered Investment Advisory firm - (8/11/2022 Approved)

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Contact information

Main Address

15663 Dawn Crst, San Antonio, TX 78248

Mailing Address

Phone number

(908) 692-4864

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 5,398,675

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas C. Colonna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Charles Colonna's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIME ROCK INVESTMENT MANAGEMENT COMPANY, INC.

State Registrations and Notice Filings

Exams

Current Firm

LIME ROCK INVESTMENT MANAGEMENT COMPANY, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LIME ROCK INVESTMENT MANAGEMENT COMPANY, INC.

TRUST BUT VERIFY

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