DS
Darren R. Schwinefus
EAGLE STRATEGIES LLC
WEST BARABOO, WI 53913-1082
Some features on this profile are disabled
CRD#: 5587750
DS
Professional summary
Darren Ronald Schwinefus is a registered financial advisor currently at EAGLE STRATEGIES LLC located in West Baraboo, Wisconsin and NYLIFE SECURITIES LLC located in West Baraboo, Wisconsin.
Darren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Darren has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INSURANCE BROKER; INVESTMENT RELATED; START DATE 07/2013] [RENTAL PROPERTY; RENTING OFFICE SPACE; 433 LINN ST BARABOO, WI 53913; START DATE 04/2015; OWNER; INVESTMENT RELATED; 1 HOURS PER MONTH; 1 HOURS PER MONTH DURING SECURITIES TRADING HOURS; RENTAL INCOME] [QSM Holdings LLC; office building; 433 Linn Street, Baraboo WI; 433 Linn Street, Baraboo WI 53913; Start Date 08/2017; Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF FIRM FOUNDATION WEALTH & RETIREMENT SOLUTIONS, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; MADISON, WI; START DATE: 12/2017] [West Baraboo Professional Center LLC; purchase a retail building space; 602 W Pine Street Baraboo WI 53913; Start Date 04/2019; Role/Title: Partner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Property / Casualty Sales; brokering property/casualty insurance; 433 Linn Street Baraboo WI 53913; Start Date 11/2018; Role/Title: Insurance Broker; Investment Related; 4 hours per month; 4 hours per month during securities trading hours] [Kingdom Storage LLC; shipping containers as storage units and possible permanent structures of storage units; S7559 US Highway 12, North Freedom, WI 53951; Start Date 12/2019; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Blue Granite RE LLC; own the land and building for a Culver's Restaurant; investment related; owner; stART DATE 4/2020; PASSIVE INVESTOR; NO TIME ON ACTIVITY; 6600 Centers Dr, Holland, OH 43528] [Blue Granite RE 2 LLC; Build a Culver's Restaurant; 10392 Femont Pike Perrysburg, OH 43551; Start Date 02/2022; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [QSM Properties LLC; We are looking to purchase a residential home in Ohio and rent it out; 433 Linn Street, Baraboo WI 53913; Start Date 04/2021; Role/Title: Member; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive member] [Blue Granite RE 3 LLC; Own a Culver's restaurant; 0 West Gypsy Lane Bowling Green, OH 43403; Start Date 10/2022; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor] [Blue Granite RE 4 LLC; Its a Culvers Restaurant in Maumee, OHIO; 129 Golden Gate Plaza, Maumee, Ohio 43537; Start Date 12/2023; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Community Christian School ( CCS); board member. I was elected to start serving as a Board Member for our local Christian School. Position will Start January 5th. Meetings once a month for 2 hours; E12654 County Road T Baraboo, WI 53913; Start Date 01/2024; Role/Title: Board Member; Not Investment Related; 2 hours per month; 1 hours per month during securities trading hours; I will meet once a month to review budgets, recommendations, and support the school.] [DBJ Ventures LLC; We are doing a tech business that will be installed in our Culver's restaurants; 6600 Centers Drive, Holland OH 43528; Start Date 06/2024; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours][Blue Granite RE 5; Culver's restaurant purchases; 840 Dolly Parton Parkway, Sevierville, TN 37862; Start Date 10/2025; Role/Title: Passive Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Darren Ronald Schwinefus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2015 - Present
EAGLE STRATEGIES LLC
Office #1: 433 Linn Street, West Baraboo, WI 53913-1082RIA
CRD#: 110826
WEST BARABOO, WI
Current
October 5, 2009 - Present
NYLIFE SECURITIES LLC
Office #1: 433 Linn Street, West Baraboo, WI 53913-1082Office #2: 197 S. Main Street Suite C, Richland Center, WI 53913BD
CRD#: 5167
West Baraboo, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/29/2024)
RR
Colorado(10/30/2024)
RR
Florida(3/3/2023)
RR
Illinois(4/24/2025)
RR
Michigan(1/12/2021)
RR
Minnesota(2/27/2024)
RR
Ohio(11/1/2022)
RR
Oregon(4/6/2022)
RR
Texas(9/3/2025)
RR
Washington(8/13/2021)
RR
Wisconsin(10/29/2009)
IAR
Wisconsin(12/3/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
