Martin J. Petela
Professional summary
Martin John Petela is a registered financial professional currently at VCS VENTURE SECURITIES located in New York, New York.
Martin is registered as a RR (Registered Representative) and started their career in finance in 2008. Martin has worked at 9 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Martin John Petela's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2024 - Present
VCS VENTURE SECURITIES
Office #1: 29 Broadway Suite 1502, New York, NY 10006-3201November 9, 2021 - January 5, 2022
VCS VENTURE SECURITIES
May 16, 2018 - December 24, 2021
JOSEPH STONE CAPITAL L.L.C.
July 15, 2015 - December 27, 2016
SWISS ALLIED WEALTH MANAGEMENT, LLC
June 24, 2013 - July 9, 2013
ARISTON WEALTH MANAGEMENT, L.P.
December 6, 2011 - May 31, 2018
WINDSOR STREET CAPITAL, LP
July 20, 2011 - November 29, 2011
BUCKMAN, BUCKMAN & REID, INC.
November 4, 2009 - August 2, 2011
HFP CAPITAL MARKETS LLC
February 11, 2009 - November 12, 2009
MERCER CAPITAL LTD.
August 29, 2008 - February 12, 2009
JOHN THOMAS FINANCIAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2024)
(11/15/2024)
(12/11/2024)
(12/3/2024)
(11/13/2024)
(2/6/2025)
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(11/15/2024)
(1/8/2025)
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(12/4/2024)
(1/21/2025)
(1/6/2025)
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(11/15/2024)
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(1/31/2025)
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(1/9/2025)
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(11/17/2024)
(2/3/2025)
(11/25/2024)
(5/13/2025)
(1/23/2025)
(12/6/2024)
(1/6/2025)
Exams
Series 7TO
Date: 11/2/2024
General Securities Representative ExaminationFINRA
Current Firm
VCS VENTURE SECURITIES
CRD#: 127921 / SEC#: , 8-66069
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEO CAPITAL MARKETS, LLC | DIRECT OWNER | |
| NEW AGE CAPITAL MANAGEMENT, LLC | DIRECT OWNER | |
| MOOD, TRAVIS ANTON MORSE | REGISTERED OPTIONS PRINCIPAL | 4745001 |
| NIXON, JON ALAN | FINOP | 4710715 |
| STALANSKI, JOHN WALTER | AMLCO | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF OPERATING OFFICER | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF COMPLIANCE OFFICER | 2922709 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
