Tina Wang
STRATEGIC ADVISERS | Vice President, Financial Consultant
SAN JOSE, CA
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CRD#: 5587352
Professional summary
Tina Wang, who also goes by Thu Xuan Tu, Tina Tu, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in San Jose, California and FIDELITY BROKERAGE SERVICES LLC located in Campbell, California.
Tina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Tina has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
I believe that my decade plus of experience along with my passion for wealth planning is a great combination to help clients develop a dynamic financial plan. My commitment to you is that I will assist you with your selection of a wealth management strategy that is designed to benefit you and your family now and years to come.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thu Xuan Tu | Tina Tu
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Tina Wang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Washington
Bachelor of Arts (BA) - Business communication
2006
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 851 East Hamilton Ave Ste 100, Campbell, CA 95008-0600RIA
CRD#: 104555
SAN JOSE, CA
Current
January 22, 2016 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 851 East Hamilton Ave., Ste 100, Campbell, CA 95008BD
CRD#: 7784
CAMPBELL, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
CAMPBELL, CA
Past
February 1, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
CAMPBELL, CA
Past
August 15, 2011 - December 23, 2015
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
CAMPBELL, CA
Past
August 12, 2011 - December 23, 2015
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
CAMPBELL, CA
Past
July 13, 2010 - August 3, 2011
BANCWEST INVESTMENT SERVICES, INC.
RIA
CRD#: 29357
CAMPBELL, CA
Past
July 13, 2010 - August 3, 2011
BANCWEST INVESTMENT SERVICES, INC.
BD
CRD#: 29357
CAMPBELL, CA
Past
December 8, 2008 - October 27, 2009
EDWARD JONES
RIA
CRD#: 250
CUPERTINO, CA
Past
November 19, 2008 - October 27, 2009
EDWARD JONES
BD
CRD#: 250
CUPERTINO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/26/2016)
RR
California(1/25/2016)
IAR
California(3/31/2025)
RR
Colorado(5/4/2020)
RR
District of Columbia(4/30/2020)
RR
Florida(4/24/2020)
RR
Georgia(3/8/2024)
RR
Hawaii(10/26/2016)
RR
Idaho(8/16/2021)
RR
Illinois(5/4/2020)
RR
Indiana(11/16/2017)
RR
Kansas(5/4/2020)
RR
Massachusetts(12/4/2017)
RR
Missouri(10/13/2020)
RR
Nevada(12/13/2017)
RR
New Jersey(2/8/2017)
RR
New York(12/4/2017)
RR
North Carolina(4/29/2020)
RR
Oklahoma(8/17/2021)
RR
Oregon(5/6/2021)
RR
Pennsylvania(12/4/2017)
RR
South Carolina(5/11/2021)
RR
Tennessee(2/16/2021)
RR
Texas(10/6/2017)
IAR
Texas(3/31/2025)
RR
Utah(3/9/2021)
RR
Vermont(12/21/2020)
RR
Washington(4/30/2021)
RR
Wyoming(12/4/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)PREMIUM
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555San Jose, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
