K P. Lee

SYNDICATED CAPITAL

Diamond Bar, CA 91765

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CRD#: 5587214

Professional summary

K Pamela Lee, CFP®, who also goes by Pamela Lee Kim, is a registered financial advisor currently at SYNDICATED CAPITAL, INC. located in Diamond Bar, California.

K is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. K has worked at 1 firm and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pamela Lee Kim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view K Pamela Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view K Pamela Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

March 21, 2014 - Present

SYNDICATED CAPITAL, INC.

Office #1: 21671 Gateway Center Drive Suite 111, Diamond Bar, CA 91765

RIA

CRD#: 29037

Diamond Bar, CA

Current

July 13, 2010 - Present

SYNDICATED CAPITAL, INC.

Office #1: 21671 Gateway Center Drive Suite 111, Diamond Bar, CA 91765

RIA

CRD#: 29037

Diamond Bar, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SYNDICATED CAPITAL, INC.

CRD#: 29037 / SEC#: 801-129421, 8-44162

RIA

Registered Investment Advisory firm - SEC (2/5/2024 Approved)

California

Registered Investment Advisory firm - SEC (6/18/2009 Approved)

Hawaii

Registered Investment Advisory firm - SEC (6/8/2010 Approved)

Maryland

Registered Investment Advisory firm - SEC (10/14/2020 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (5/7/2009 Approved)

Ohio

Registered Investment Advisory firm - SEC (10/16/2012 Approved)

Oregon

Registered Investment Advisory firm - SEC (6/22/2009 Approved)

Pennsylvania

Registered Investment Advisory firm - SEC (3/24/2011 Approved)

Virginia

Registered Investment Advisory firm - SEC (7/16/2009 Approved)

Washington

Registered Investment Advisory firm - SEC (12/11/2025 Termination Requested)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/20/2021)

Arkansas
(4/20/2022)

California
(3/21/2014)

IAR

California
(3/21/2014)

Delaware
(12/7/2022)

Georgia
(11/30/2021)

Idaho
(2/6/2017)

Illinois
(1/7/2019)

Kansas
(8/1/2019)

Kentucky
(12/21/2021)

Louisiana
(3/4/2022)

Maine
(2/11/2014)

Minnesota
(4/20/2022)

Nevada
(10/11/2023)

New Hampshire
(7/10/2023)

New Jersey
(3/4/2022)

IAR

New Jersey
(1/11/2024)

New Mexico
(6/16/2022)

North Carolina
(3/10/2022)

Ohio
(8/25/2025)

Oregon
(4/20/2022)

Pennsylvania
(1/6/2023)

IAR

Pennsylvania
(1/12/2024)

South Dakota
(5/22/2025)

Texas
(8/1/2019)

Vermont
(2/5/2019)

IAR

Virginia
(6/3/2014)

Virginia
(2/6/2017)

Washington
(7/1/2022)

IAR

Washington
(1/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/18/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/22/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/2/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SYNDICATED CAPITAL, INC.

CRD#: 29037 / SEC#: 801-129421, 8-44162

RIA

Registered Investment Advisory firm - SEC (2/5/2024 Approved)

California

Registered Investment Advisory firm - SEC (6/18/2009 Approved)

Hawaii

Registered Investment Advisory firm - SEC (6/8/2010 Approved)

Maryland

Registered Investment Advisory firm - SEC (10/14/2020 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (5/7/2009 Approved)

Ohio

Registered Investment Advisory firm - SEC (10/16/2012 Approved)

Oregon

Registered Investment Advisory firm - SEC (6/22/2009 Approved)

Pennsylvania

Registered Investment Advisory firm - SEC (3/24/2011 Approved)

Virginia

Registered Investment Advisory firm - SEC (7/16/2009 Approved)

Washington

Registered Investment Advisory firm - SEC (12/11/2025 Termination Requested)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

21671 Gateway Center Drive Suite 111, Diamond Bar, CA 91765

Mailing Address

P. O. Box 274, Brea, CA 92822

Phone number

(310) 751-7098

Established

California since 02/24/1986

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FORM ADV II (3/29/2025)

Direct owners and executive officers

Name	Position	CRD#
SC ADD HOLDINGS, LLC	OWNER
BAINES AND MCADAMS LIVING TRUST	OWNER
BAINES, HEATHER UNA	TRUSTEE OF BAINES & MCADAMS LIVING TRUST	2173889
LEE, FAITH	PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL, MANAGER OF SC ADD HOLDINGS, LLC	2715226
MCADAMS, JOSEPH LLOYD JR	SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL/TRUSTEE OF BAINES AND MCADAMS LIVING TRUST	2173886
THORNTON, STEVEN LEE	FINANCIAL AND OPERATIONS PRINCIPAL	4496384

Regulatory assets under management

Total Number of Accounts	393
AUM (Assets Under Management)	$ 122,987,781

Disclosures

Regulatory Event	4
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

K P. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view K Pamela Lee's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view K Pamela Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYNDICATED CAPITAL, INC.

Primary Firm SEC Registration

SYNDICATED CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/18/2012

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/22/2010

Series 24

Date: 5/2/2012

FINRA

Current Firm

SYNDICATED CAPITAL, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

SYNDICATED CAPITAL, INC.

TRUST BUT VERIFY

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