Mark A. Kutz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark A Kutz, who also goes by Mark Kutz, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2008. Mark had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2018 - April 24, 2020
PERSONAL CAPITAL ADVISORS CORPORATION
October 26, 2015 - October 23, 2018
CITIGROUP GLOBAL MARKETS INC.
October 26, 2015 - October 23, 2018
CITIGROUP GLOBAL MARKETS INC.
June 19, 2009 - November 9, 2015
MSI FINANCIAL SERVICES, INC.
October 8, 2008 - November 9, 2015
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PERSONAL CAPITAL ADVISORS CORPORATION
CRD#: 155172 / SEC#: 801-72613
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 104,861 |
| AUM (Assets Under Management) | $ 23,087,723,467 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
