SS
Stanley B. Sattler
BELLE HAVEN INVESTMENTS, L.P.
Rye Brook, NY 10573-1301
Some features on this profile are disabled
CRD#: 5586768
SS
Professional summary
Stanley Bill Sattler, who also goes by Stan Bill Sattler, Stan Sattler, Stanley Sattler, is a registered financial advisor currently at BELLE HAVEN INVESTMENTS, L.P. located in Rye Brook, New York.
Stanley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Stanley has worked at 4 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stan Bill Sattler | Stan Sattler | Stanley Sattler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA: SISP Holdings, LLC Name: Stanley Sattler Address: 29 Stonecrop Road, North, Norwalk, CT 06851 Hours: 0 hours per month either during business hours or otherwise. The business does not require any duties of the representative. Real Estate Investments.
CRS (Client Relationship Summary) - RIA
Click below to view Stanley Bill Sattler's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Stanley Bill Sattler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 21, 2018 - Present
BELLE HAVEN INVESTMENTS, L.P.
Office #1: 800 Westchester Avenue Suite N607, Rye Brook, NY 10573-1301Office #2: 800 Westchester Avenue Suite N607, Rye Brook, NY 10573RIA
BD
CRD#: 29278
Rye Brook, NY
Current
January 23, 2017 - Present
BELLE HAVEN INVESTMENTS, L.P.
Office #1: 800 Westchester Avenue Suite N607, Rye Brook, NY 10573-1301Office #2: 800 Westchester Avenue Suite N607, Rye Brook, NY 10573RIA
BD
CRD#: 29278
Rye Brook, NY
Past
January 30, 2012 - June 4, 2012
WTS PROPRIETARY TRADING GROUP LLC
BD
CRD#: 148117
NEW YORK, NY
Past
May 5, 2010 - September 22, 2011
TRIAD ADVISORS LLC
BD
CRD#: 25803
ISELIN, NJ
Past
September 12, 2008 - May 5, 2010
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WOODBRIDGE, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BH
BELLE HAVEN INVESTMENTS, L.P.
BELL HAVEN INVESTMENTS, L.P. | BELLE HAVEN INVESTMENTS, L.P. | BELLE HAVEN INVESTMENTS, INC. | BELLE HAVEN INVESTMENTS
CRD#: 29278 / SEC#: 801-62290, 8-44222
RIA
Registered Investment Advisory firm - SEC (1/26/2006 Approved)Connecticut
Registered Investment Advisory firm - SEC (2/16/2006 Terminated)Indiana
Registered Investment Advisory firm - SEC (2/16/2006 Terminated)Maryland
Registered Investment Advisory firm - SEC (2/16/2006 Terminated)New York
Registered Investment Advisory firm - SEC (2/16/2006 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (2/16/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(8/6/2018)
IAR
Connecticut(12/21/2018)
RR
New York(7/17/2018)
IAR
New York(2/23/2021)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BH
BELLE HAVEN INVESTMENTS, L.P.
BELL HAVEN INVESTMENTS, L.P. | BELLE HAVEN INVESTMENTS, L.P. | BELLE HAVEN INVESTMENTS, INC. | BELLE HAVEN INVESTMENTS
CRD#: 29278 / SEC#: 801-62290, 8-44222
RIA
Registered Investment Advisory firm - SEC (1/26/2006 Approved)Connecticut
Registered Investment Advisory firm - SEC (2/16/2006 Terminated)Indiana
Registered Investment Advisory firm - SEC (2/16/2006 Terminated)Maryland
Registered Investment Advisory firm - SEC (2/16/2006 Terminated)New York
Registered Investment Advisory firm - SEC (2/16/2006 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (2/16/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
800 Westchester Avenue Suite N607, Rye Brook, NY 10573-1301
Mailing Address
800 Westchester Avenue Suite N607, Rye Brook, NY 10573
Phone number
(914) 816-4633
Established
Connecticut since 03/13/2001
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
47
SEC notice filing (53 States and Territories)
FINRA licenses (34 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 24,433 |
| AUM (Assets Under Management) | $ 20,380,202,747 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
