Jeffrey P. Hodges

JANUARY CAPITAL ADVISORS LLC

SAN FRANCISCO, CA 94104

Some features on this profile are disabled

CRD#: 5586331

Professional summary

Jeffrey Paul Hodges, who also goes by Jeffrey P. Hodges, is a registered financial advisor currently at JANUARY CAPITAL ADVISORS LLC located in San Francisco, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jeffrey has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey P. Hodges

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 05/01/2015 - JANUARY CAPITAL ADVISORS/ DBA ONLY/ 100%/ SAN FRANCISCO, CA 2. 06/17/2015 - JANUARY CAPITAL ADVISORS - INV REL - 847 SANSOME STREET, FOURTH FLOOR, SAN FRANCISCO, CA 94111 - REGISTERED INVESTMENT ADVISOR HYBRID - (HYBRID) JANUARY CAPITAL ADVISORS - START 5/2015 - TIME SPENT 100% 3.09/2008 - Licensed Insurance Agent; San Francisco, Ca; non-investment related; offers insurance products; spends a minimal amount of time on this activity. 4. 02/02/2016 * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 01/01/15 * 2 HRS/MO NOT DURING SECS TRDG HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Paul Hodges's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2015 - Present

JANUARY CAPITAL ADVISORS LLC

Office #1: 333 Bush Street 4th Floor, San Francisco, CA 94104

RIA

CRD#: 177514

SAN FRANCISCO, CA

Past

May 1, 2015 - December 31, 2021

LPL FINANCIAL LLC

CRD#: 6413

SAN FRANCISCO, CA

Past

October 21, 2008 - May 29, 2015

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

SAN FRANCISCO, CA

Past

September 25, 2008 - May 29, 2015

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JANUARY CAPITAL ADVISORS LLC

CRD#: 177514 / SEC#: 801-111841

RIA

Registered Investment Advisory firm - (10/16/2017 Approved)

California

Registered Investment Advisory firm - (11/22/2017 Terminated)

Texas

Registered Investment Advisory firm - (10/23/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/1/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/6/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/2008

General Securities Representative Examination

Current Firm

JANUARY CAPITAL ADVISORS LLC

CRD#: 177514 / SEC#: 801-111841

RIA

Registered Investment Advisory firm - (10/16/2017 Approved)

California

Registered Investment Advisory firm - (11/22/2017 Terminated)

Texas

Registered Investment Advisory firm - (10/23/2017 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

333 Bush Street 4th Floor, San Francisco, CA 94104

Mailing Address

Phone number

(415) 494-2790

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/13/2025)

FORM ADV PART 2A, APP 1 - WRAP FEE BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	550
AUM (Assets Under Management)	$ 186,242,442

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Adam Green

J.P. MORGAN SECURITIES LLC

IAR

SAN MATEO, CA

Maximilian Soares

J.P. MORGAN SECURITIES LLC

San Francisco, CA

Jason Fang

TERRAFIRMA WEALTH PARTNERS

IAR

WALNUT CREEK, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey P. Hodges

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Paul Hodges's CRS (Customer Relationship Summary).

Certified licenses

Experience

JANUARY CAPITAL ADVISORS LLC

LPL FINANCIAL LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

Primary Firm SEC Registration

JANUARY CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/6/2008

SIE

Date: 10/1/2018

Series 7

Date: 9/24/2008

Current Firm

JANUARY CAPITAL ADVISORS LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JANUARY CAPITAL ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors