Andres A. Favela

CETERA INVESTMENT ADVISERS LLC

SCOTTSDALE, AZ 85253

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CRD#: 5586094

Professional summary

Andres Antonio Favela, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Scottsdale, Arizona and CETERA ADVISORS LLC located in Scottsdale, Arizona.

Andres is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Andres has worked at 13 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: WILDE WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: CLARENDON 33, LLC, INVESTMENT RELATED: NO, ADDRESS: 3030 E CLARENDON AVE #33, PHOENIX, AZ 85016, NATURE OF BUSINESS: REAL ESTATE, START DATE:07/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OWNED RENTAL CONDO; 3. NAME OF OTHER BUSINESS: CARE 4 THE CAREGIVERS; INVESTMENT RELATED: NO; ADDRESS: 360 E CORONADO RD PHOENIX, AZ 85004; NATURE OF BUSINESS: NON PROFIT; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, ANNUAL BOARD MEETINGS, PROVIDE FINANCIAL ACCOUNTABILITY, FUNDRAISING DEVELOPMENT, STRATEGIC PLANNING, AND BOARD DEVELOPMENT TO THE BOARD OF DIRECTORS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andres Antonio Favela's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

March 21, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 7025 N Scottsdale Rd Ste 115 And 110, Scottsdale, AZ 85253

RIA

CRD#: 105644

SCOTTSDALE, AZ

Current

November 7, 2023 - Present

CETERA ADVISORS LLC

Office #1: 7025 N Scottsdale Rd Ste 115 & 110, Scottsdale, AZ 85253

CRD#: 10299

Scottsdale, AZ

Past

November 16, 2023 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

GREENWOOD VILLAGE, IL

Past

December 16, 2021 - October 27, 2023

CONTINUUM ADVISORY, LLC

RIA

CRD#: 283155

Phoenix, AZ

Past

December 15, 2021 - October 30, 2023

TRIAD ADVISORS LLC

CRD#: 25803

Phoenix, AZ

Past

September 14, 2020 - December 4, 2021

PFG ADVISORS

RIA

CRD#: 173344

PHOENIX, AZ

Past

September 9, 2020 - November 22, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

PHOENIX, AZ

Past

July 17, 2019 - January 24, 2020

VERSANT CAPITAL MANAGEMENT, INC.

RIA

CRD#: 131692

PHOENIX, AZ

Past

June 12, 2018 - January 11, 2019

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Phoenix, AZ

Past

June 11, 2018 - January 11, 2019

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

PHOENIX, AZ

Past

July 26, 2017 - April 5, 2018

SEROS FINANCIAL, LLC

RIA

CRD#: 166808

TEMPE, AZ

Past

February 6, 2015 - November 20, 2017

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

TEMPE, AZ

Past

February 5, 2015 - April 5, 2018

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

TEMPE, AZ

Past

August 6, 2014 - February 17, 2015

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

TEMPE, AZ

Past

March 31, 2014 - February 17, 2015

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

TEMPE, AZ

Past

December 6, 2010 - March 27, 2014

EDWARD JONES

RIA

CRD#: 250

TEMPE, AZ

Past

July 23, 2010 - March 27, 2014

EDWARD JONES

CRD#: 250

TEMPE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/9/2023)

IAR

Arizona
(3/21/2024)

Arkansas
(1/8/2025)

California
(1/2/2025)

Colorado
(1/3/2025)

Connecticut
(1/3/2025)

Delaware
(1/13/2025)

Florida
(1/3/2025)

Georgia
(1/3/2025)

Idaho
(1/10/2025)

Illinois
(1/8/2025)

Louisiana
(1/10/2024)

Mississippi
(1/6/2025)

Missouri
(1/2/2025)

Montana
(1/6/2025)

New Mexico
(1/3/2025)

South Carolina
(1/8/2025)

Utah
(1/6/2025)

Washington
(1/2/2025)

Wisconsin
(1/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/29/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/2010

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andres A. Favela

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andres Antonio Favela's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

CONTINUUM ADVISORY, LLC

TRIAD ADVISORS LLC

PFG ADVISORS

SECURITIES AMERICA, INC.

VERSANT CAPITAL MANAGEMENT, INC.

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

SEROS FINANCIAL, LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/29/2010

SIE

Date: 10/1/2018

Series 7

Date: 7/21/2010

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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