James M. Larkin

TDC CAPITAL ADVISORS

College Station, TX 77845

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CRD#: 5586034

Professional summary

James Matthew Larkin is a registered financial advisor currently at TDC CAPITAL ADVISORS, INC. located in College Station, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. James has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Matthew Larkin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2008 - Present

TDC CAPITAL ADVISORS, INC.

Office #1: 1598 Copperfield Parkway, College Station, TX 77845

RIA

CRD#: 117769

College Station, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TDC CAPITAL ADVISORS, INC.

TDC CAPITAL ADVISORS, INC. | THOMPSON, DERRIG & CRAIG, P.C.

CRD#: 117769 / SEC#: 801-121287

RIA

Registered Investment Advisory firm - (5/21/2021 Approved)

Texas

Registered Investment Advisory firm - (6/2/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/27/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/2008

Uniform Investment Adviser Law Examination

Current Firm

TDC CAPITAL ADVISORS, INC.

TDC CAPITAL ADVISORS, INC. | THOMPSON, DERRIG & CRAIG, P.C.

CRD#: 117769 / SEC#: 801-121287

RIA

Registered Investment Advisory firm - (5/21/2021 Approved)

Texas

Registered Investment Advisory firm - (6/2/2021 Terminated)

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Contact information

Main Address

1598 Copperfield Parkway, College Station, TX 77845

Mailing Address

Phone number

(979) 260-9696

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TDC CAPITAL ADVISORS, INC. ADV BROCHURE (7/28/2025)

Regulatory assets under management

Total Number of Accounts	240
AUM (Assets Under Management)	$ 171,934,687

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James M. Larkin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Matthew Larkin's CRS (Customer Relationship Summary).

Certified licenses

Experience

TDC CAPITAL ADVISORS, INC.

Primary Firm SEC Registration

TDC CAPITAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2008

Current Firm

TDC CAPITAL ADVISORS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TDC CAPITAL ADVISORS, INC.

TRUST BUT VERIFY

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