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ZL

Zachary Levine

HWC FINANCIAL
MANCHESTER CENTER, VT 05255
Some features on this profile are disabled
CRD#: 5585848
ZL

Professional summary

Zachary Levine is a registered financial advisor currently at HWC FINANCIAL located in Manchester Center, Vermont.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Zachary has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Levine's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 24, 2025 - Present

HWC FINANCIAL

Office #1: 4532 Main Street, Manchester Center, VT 05255
RIA
CRD#: 299845
MANCHESTER CENTER, VT
Past

December 1, 2022 - June 24, 2024

LPL FINANCIAL LLC

RIA
CRD#: 6413
MANCHESTER CENTER, VT
Past

January 8, 2022 - June 24, 2024

LPL FINANCIAL LLC

BD
CRD#: 6413
MANCHESTER CENTER, VT
Past

January 8, 2009 - March 13, 2009

WALL STREET ACCESS

BD
CRD#: 10012
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Vermont
(2/24/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/29/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/8/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/23/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/7/2009
General Securities Representative Examination

Current Firm

HF
HWC FINANCIAL
HWC FINANCIAL | HWC, LLC

CRD#: 299845 / SEC#:

Vermont
Registered Investment Advisory firm - (3/7/2019 Approved)
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Contact information

Main Address
4532 Main Street, Manchester Center, VT 05255
Mailing Address
Post Office Box 870, Manchester, VT 05254
Phone number
(802) 227-2279
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts310
AUM (Assets Under Management)$ 60,405,811

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HWC FINANCIAL

CRD#: 299845Manchester Center, VT 05255

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