Zachary Levine

HWC FINANCIAL

MANCHESTER CENTER, VT 05255

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CRD#: 5585848

Professional summary

Zachary Levine is a registered financial advisor currently at HWC FINANCIAL located in Manchester Center, Vermont.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Zachary has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Cope Americas, LLC (dba CopeCart); not investment-related; 2430 Vanderbilt Beach Road, Suite 108-719, Naples, FL 34109; online selling platform; sales; 07/2023; 5 hours/month devoted; 5 hours/month during securities trading hours; sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Levine's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2025 - Present

HWC FINANCIAL

Office #1: 4532 Main Street, Manchester Center, VT 05255

RIA

CRD#: 299845

MANCHESTER CENTER, VT

Past

December 1, 2022 - June 24, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

MANCHESTER CENTER, VT

Past

January 8, 2022 - June 24, 2024

LPL FINANCIAL LLC

CRD#: 6413

MANCHESTER CENTER, VT

Past

January 8, 2009 - March 13, 2009

WALL STREET ACCESS

CRD#: 10012

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Vermont
(2/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/29/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/8/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/23/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/7/2009

General Securities Representative Examination

Current Firm

HWC FINANCIAL

HWC FINANCIAL | HWC, LLC

CRD#: 299845 / SEC#:

Vermont

Registered Investment Advisory firm - (3/7/2019 Approved)

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Contact information

Main Address

4532 Main Street, Manchester Center, VT 05255

Mailing Address

Post Office Box 870, Manchester, VT 05254

Phone number

(802) 227-2279

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	290
AUM (Assets Under Management)	$ 52,340,563

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Zachary Levine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Levine's CRS (Customer Relationship Summary).

Certified licenses

Experience

HWC FINANCIAL

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WALL STREET ACCESS

State Registrations and Notice Filings

Exams

Series 66

Date: 11/29/2022

Series 7TO

Date: 1/8/2022

SIE

Date: 5/23/2021

Series 7

Date: 1/7/2009

Current Firm

HWC FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HWC FINANCIAL

TRUST BUT VERIFY

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