Matthew Cash

AVANTAX PLANNING PARTNERS

DUBUQUE, IA 52002

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CRD#: 5585697

Professional summary

Matthew Cash, CFP®, who also goes by Matthew Alexander Cash, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Dubuque, Iowa and CETERA INVESTMENT ADVISERS LLC located in Dubuque, Iowa.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Matthew has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Alexander Cash

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES. POSITION: Financial Planning Consultant NATURE: Avantax Insurance Agency and/or Avantax Insurance Services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/03/2022 ADDRESS: 3390 Asbury Road, Dubuque IA 52002, United States DESCRIPTION: Avantax Insurance Agency and/or Avantax Insurance Services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Cash's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

August 9, 2021 - Present

AVANTAX PLANNING PARTNERS, INC.

Office #1: 3390 Asbury Road, Dubuque, IA 52002

RIA

CRD#: 106237

DUBUQUE, IA

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 3390 Asbury Road, Dubuque, IA 52002

RIA

CRD#: 105644

DUBUQUE, IA

Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 3390 Asbury Road, Dubuque, IA 52002Office #3: 511 E Michigan Ave, Saline, MI 48176

CRD#: 13572

DUBUQUE, IA

Past

April 4, 2024 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

DUBUQUE, IA

Past

August 9, 2021 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DUBUQUE, IA

Past

April 5, 2016 - August 12, 2021

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

RESTON, VA

Past

April 4, 2016 - August 12, 2021

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

RESTON, VA

Past

February 7, 2013 - December 11, 2015

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WASHINGTON, DC

Past

September 27, 2012 - December 11, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WASHINGTON, DC

Past

November 24, 2008 - July 2, 2012

CHARLES SCHWAB & CO., INC.

CRD#: 5393

INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/5/2025)

California
(9/5/2025)

Colorado
(9/5/2025)

Connecticut
(9/5/2025)

Florida
(9/5/2025)

Georgia
(9/5/2025)

Hawaii
(9/5/2025)

Illinois
(9/5/2025)

IAR

Iowa
(8/9/2021)

Iowa
(9/5/2025)

Kansas
(9/5/2025)

Kentucky
(9/18/2025)

Massachusetts
(9/18/2025)

IAR

Michigan
(4/3/2024)

Michigan
(9/5/2025)

Nevada
(9/5/2025)

New Mexico
(9/5/2025)

North Carolina
(9/5/2025)

North Dakota
(9/5/2025)

Ohio
(9/5/2025)

Oklahoma
(10/7/2025)

Oregon
(9/18/2025)

Pennsylvania
(9/5/2025)

Rhode Island
(9/18/2025)

South Carolina
(9/5/2025)

Tennessee
(9/5/2025)

IAR

Texas
(8/9/2025)

Texas
(9/5/2025)

Virginia
(9/5/2025)

Wisconsin
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/10/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/19/2010

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/1/2010

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew Cash

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Cash's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/2012

Series 63

Date: 12/10/2008

SIE

Date: 10/1/2018

Series 7

Date: 11/21/2008

Series 10

Date: 8/19/2010

Series 9

Date: 7/1/2010

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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