Brandi L. Hulme
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandi Leigh Hulme, who also goes by Brandi Leigh Fitzgerald, Brandi Hulme, Brandi Leigh Hulme, was a registered financial professional .
Brandi is a previously registered financial professional and started their career in finance in 2009. Brandi had worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, Series 31, SIE, Series 52, Series 7, Series 6, Series 24, Series 4 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2022 - August 16, 2022
ALLY INVEST SECURITIES LLC
July 29, 2019 - April 24, 2020
ASPIRATION FINANCIAL LLC
July 21, 2017 - July 24, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 20, 2017 - July 24, 2019
RAYMOND JAMES & ASSOCIATES, INC.
July 20, 2017 - July 24, 2019
RAYMOND JAMES & ASSOCIATES, INC.
September 21, 2016 - June 2, 2017
TRUIST ADVISORY SERVICES, INC.
December 17, 2013 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
June 14, 2013 - June 2, 2017
TRUIST INVESTMENT SERVICES, INC.
January 7, 2013 - April 23, 2013
WELLS FARGO CLEARING SERVICES, LLC
June 14, 2010 - April 4, 2012
LPL FINANCIAL LLC
June 22, 2009 - June 21, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/12/2022
General Securities Representative ExaminationSeries 6TO
Date: 3/12/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ALLY INVEST SECURITIES LLC
CRD#: 136131 / SEC#: , 8-66982
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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