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DK

David A. Kakareka

JORDAN, KNAUFF & COMPANY
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 5585031
DK

Professional summary

David Allan Kakareka is a registered financial professional currently at JORDAN, KNAUFF & COMPANY located in Chicago, Illinois.

David is registered as a RR (Registered Representative) and started their career in finance in 2009. David has worked at 1 firm and has passed the SIE, Series 82 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Allan Kakareka's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 25, 2009 - Present

JORDAN, KNAUFF & COMPANY

Office #1: 100 S. Wacker Drive Suite 850, Chicago, IL 60606
BD
CRD#: 129725
Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 82
Date: 2/24/2009
Limited Representative-Private Securities Offerings
Principal/Supervisory Exam
RR
Series 24
Date: 5/28/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

JK
JORDAN, KNAUFF & COMPANY
JORDAN, KNAUFF & COMPANY | JORDAN, KNAUFF & COMPANY, LLC

CRD#: 129725 / SEC#: , 8-66246

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
100 S. Wacker Drive Suite 850, Chicago, IL 60606
Mailing Address
100 S. Wacker Drive Suite 850, Chicago, IL 60606
Phone number
(312) 254-5900
Established
Illinois since 03/01/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GCJ CAPITAL HOLDINGS, INC.OWNER
JORDAN, GEORGE COOK JRMANAGING PRINCIPAL & CHIEF COMPLIANCE OFFICER817507
SAKOL, DANIEL SCOTTFINOP, PFO, POO2813237

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JORDAN, KNAUFF & COMPANY

CRD#: 129725Chicago, IL 60606

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