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PK

Patrick J. Kendall

WESTPORT FINANCIAL SERVICES, L.L.C.
Jacksonville, FL 32256-6129
Some features on this profile are disabled
CRD#: 5584485
PK

Professional summary

Patrick James Kendall is a registered financial professional currently at WESTPORT FINANCIAL SERVICES, L.L.C. located in Jacksonville, Florida.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 2008. Patrick has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick James Kendall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 22, 2023 - Present

WESTPORT FINANCIAL SERVICES, L.L.C.

Office #1: 4651 Salisbury Road Suite 410, Jacksonville, FL 32256-6129
BD
CRD#: 38449
Jacksonville, FL
Past

January 11, 2021 - January 18, 2022

LPL FINANCIAL LLC

BD
CRD#: 6413
BRAINTREE, MA
Past

December 3, 2018 - December 8, 2020

MML DISTRIBUTORS, LLC

BD
CRD#: 38030
BOSTON, MA
Past

September 5, 2014 - November 8, 2017

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
INDIANAPOLIS, IN
Past

December 2, 2008 - June 16, 2014

TRANSAMERICA INVESTORS SECURITIES, LLC

BD
CRD#: 32205
HARRISON, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(12/22/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 12/17/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/8/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 12/1/2008
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 2/23/2009
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WF
WESTPORT FINANCIAL SERVICES, L.L.C.
WESTPORT FINANCIAL SERVICES, L.L.C.

CRD#: 38449 / SEC#: , 8-48204

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
4651 Salisbury Road Suite 410, Jacksonville, FL 32256-6129
Mailing Address
4651 Salisbury Road Suite 410, Jacksonville, FL 32256-6129
Phone number
(203) 653-2430
Established
Delaware since 09/19/1994
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (46 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WESTPORT HRH, LLCSHAREHOLDER
ANGELL, CARTER MICHAELCEO & FINOP - CHIEF FINANCIAL OFFICER7846268
HELLER, JEANNE RENEPRESIDENT & CHIEF COMPLIANCE OFFICER (CCO)2387549
PINTO, JAMES MARKVICE PRESIDENT & SECRETARY3045169

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WESTPORT FINANCIAL SERVICES, L.L.C.

CRD#: 38449Jacksonville, FL 32256-6129

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