Carol C. Berger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carol Cyrene Berger, CFP® was a registered financial professional .
Carol is a previously registered financial professional and started their career in finance in 2010. Carol had worked at 2 firms .
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2009
Experience
February 28, 2012 - April 8, 2024
BERGER WEALTH MANAGEMENT, LLC
August 25, 2010 - March 29, 2012
CAMBRIDGE WEALTH COUNSEL
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BERGER WEALTH MANAGEMENT, LLC
CRD#: 161735 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 119 |
| AUM (Assets Under Management) | $ 27,333,500 |
Red Flags
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