Jessie L. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jessie Lee Taylor, CFP®, who also goes by Jessie L Taylor Jr, Jessie Lee Taylor Jr, Jessie Taylor, Jessie L Taylor Jr, was a registered financial professional .
Jessie is a previously registered financial professional and started their career in finance in 2008. Jessie had worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2021 - June 20, 2025
T. ROWE PRICE ADVISORY SERVICES, INC.
June 9, 2021 - June 20, 2025
T. ROWE PRICE INVESTMENT SERVICES, INC.
January 3, 2017 - May 12, 2021
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
January 12, 2015 - May 12, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
January 12, 2015 - May 12, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
March 8, 2013 - December 22, 2014
U.S. BANCORP INVESTMENTS, INC.
March 8, 2013 - December 22, 2014
U.S. BANCORP INVESTMENTS, INC.
March 5, 2012 - March 6, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
April 1, 2011 - March 6, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
January 9, 2009 - February 7, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
September 17, 2008 - November 6, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
Primary Firm SEC Registration
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
