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RH

Raphael L. Haas

KIDRON CAPITAL SECURITIES
San Francisco, CA 94129
Some features on this profile are disabled
CRD#: 5583242
RH

Professional summary

Raphael Lewis Haas, who also goes by Raphael Haas, is a registered financial professional currently at KIDRON CAPITAL SECURITIES LLC located in San Francisco, California.

Raphael is registered as a RR (Registered Representative) and started their career in finance in 2009. Raphael has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Raphael Haas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Raphael Lewis Haas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 7, 2010 - Present

KIDRON CAPITAL SECURITIES LLC

Office #1: 37 Graham St. Suite 216, San Francisco, CA 94129
BD
CRD#: 149826
San Francisco, CA
Past

November 5, 2009 - May 24, 2010

HALPERN CAPITAL, INC.

BD
CRD#: 119895
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(5/18/2023)
RR
California
(4/11/2012)
RR
Florida
(5/6/2022)
RR
Massachusetts
(4/12/2021)
RR
New Jersey
(8/21/2023)
RR
New York
(9/7/2010)
RR
Ohio
(6/23/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 3/11/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/4/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KC
KIDRON CAPITAL SECURITIES LLC
KIDRON CAPITAL ADVISORS LLC | KIDRON CAPITAL SECURITIES LLC

CRD#: 149826 / SEC#: , 8-68192

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Contact information

Main Address
152 West 57th Street 37th Fl, New York, NY 10019
Mailing Address
152 West 57th Street 37th Fl, New York, NY 10019
Phone number
(212) 752-4404
Established
Delaware since 07/08/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEGALL, MARK BCFO-MANAGING DIRECTOR4248090
SEGALL, MARK BCCO4248090
MILLER, NATALIE LANEFINOP5627988

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KIDRON CAPITAL SECURITIES LLC

CRD#: 149826San Francisco, CA 94129

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