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Stuart E Turetsky

CRD# 5582898·Registered 2008 - 2024
Previously Registered: Being a previously registered professional could mean that Stuart is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stuart E Turetsky was a registered financial advisor. Stuart was a previously registered financial professional and started their career in finance 2008 - 2024. Stuart had worked at 3 firms and has passed the Series 99TO, SIE and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

METLIFE INVESTMENTS SECURITIES, LLC·CRD# 285684
BD
Whippany, NJ
April 1, 2021 - May 28, 2024
METLIFE INVESTORS DISTRIBUTION COMPANY·CRD# 107622
BD
New York City, NY
June 30, 2016 - May 28, 2024
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Bridgewater, NJ
December 8, 2008 - June 30, 2016

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Current Firm

MI
METLIFE INVESTMENTS SECURITIES, LLC

METLIFE INVESTMENTS SECURITIES, LLC

CRD#: 285684 / SEC#: 8-69857
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

One Metlife Way, Whippany, NJ 07981-1449

Mailing Address

One Metlife Way, Whippany, NJ 07981-1449

Phone Number

(973) 355-4000

Established

Delaware since 08/31/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLCSOLE MEMBER—
HICKMAN, FRANK IIICHIEF COMPLIANCE OFFICER5056648
KARPIK, MICHAEL JOHNMANAGER1709305
RAMIREZ, SERGIO DANIELPRESIDENT/CEO4637204
RUSSO, WILLIAMPRINCIPAL OPERATIONS OFFICER6239019
RUSSO, WILLIAMCFO/FINOP & PRINCIPAL FINANCIAL OFFICER6239019

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 2008About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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