Sergio Daniel Ramirez
Professional Summary
Sergio Daniel Ramirez is a registered financial advisor currently at METLIFE INVESTMENTS SECURITIES, LLC located in Whippany, New Jersey. Sergio is registered as a RR (Registered Representative) and started their career in finance in 2003. Sergio has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
METLIFE INVESTMENTS SECURITIES, LLC
Contact Information
Main Address
One Metlife Way, Whippany, NJ 07981-1449Mailing Address
One Metlife Way, Whippany, NJ 07981-1449Phone Number
(973) 355-4000Established
Delaware since 08/31/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC | SOLE MEMBER | — |
| HICKMAN, FRANK III | CHIEF COMPLIANCE OFFICER | 5056648 |
| KARPIK, MICHAEL JOHN | MANAGER | 1709305 |
| RAMIREZ, SERGIO DANIEL | PRESIDENT/CEO | 4637204 |
| RUSSO, WILLIAM | PRINCIPAL OPERATIONS OFFICER | 6239019 |
| RUSSO, WILLIAM | CFO/FINOP & PRINCIPAL FINANCIAL OFFICER | 6239019 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Sergio Daniel Ramirez's CRS (Customer Relationship Summary).
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