Dwayne Eric Curtis
Professional Summary
Dwayne Eric Curtis, who also goes by Dwayne Eric Curtis Jr., is a registered financial advisor currently at BANKERS LIFE SECURITIES, INC. located in Webster, Texas. Dwayne is registered as a RR (Registered Representative) and started their career in finance in 2008. Dwayne has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dwayne Eric Curtis Jr.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
BANKERS LIFE | BL SECURITIES, INC. | BANKERS LIFE SECURITIES, INC.
Contact Information
Main Address
303 E Wacker Drive Ste 500, Chicago, IL 60601Mailing Address
303 E. Wacker Drive Ste 500, Chicago, IL 60601Phone Number
(844) 553-9083Established
Indiana since 07/31/2014Firm Type
CorporationFiscal Year End
DecemberFirm Size
LargeFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CDOC, INC. | PARENT COMPANY | — |
| GOLDBERG, SCOTT LOUIS | BOARD MEMBER | 5296395 |
| HEILMAN, CHERYL LYNN | PRESIDENT/CEO/DIRECTOR | 2114445 |
| JOSEPHSON, STEVEN M | COO, DIRECTOR | 2239540 |
| KELLY, BRETT J | DIRECTOR, BLS OPERATIONS | 4818868 |
| MCDONOUGH, PAUL H | BOARD MEMBER | 7089411 |
| ROBERTS, ALBERTA STEPHENS | CHIEF COMPLIANCE OFFICER/ SECRETARY | 2681068 |
| TUCKER, CLARK BOMAR | FINOP | 1977842 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/15/2024)
(3/2/2026)
(3/21/2024)
(11/22/2019)
(12/6/2021)
(7/11/2024)
(7/11/2024)
(1/29/2025)
(11/22/2019)
(1/29/2025)
(5/26/2016)
(2/10/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 2015About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Dwayne Eric Curtis's CRS (Customer Relationship Summary).
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