AK
Ariel O. Kay
BOLTON SECURITIES
Miami, FL 33131
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CRD#: 5582746
AK
Professional summary
Ariel Osvaldo Kay is a registered financial advisor currently at BOLTON SECURITIES CORPORATION located in Miami, Florida and BOLTON GLOBAL CAPITAL located in Miami, Florida.
Ariel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Ariel has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Investment Advisor Representative of Bolton Global Asset Management. Does business under Safebay Capital Partners, acting as Managing Partner, or Portocolom Capital Partners, also as Managing Partner. Approved for managing assets on outside platforms through UBS, outside normal course of investment related business and conducted from branch location. Began upon association with current firm and spends varying hours per month. 2) Owner and managing partner of Safebay Capital Partners, LLC, entity created to operate securities and investment advisory businesses. Investment related and conducted from branch location. Spends nominal time on management duties. LLC was initially filed June 2016. 3) Licensed real estate agent in the state of Florida. Not investment related and not conducted from Branch location. Time spent is currently 0 hours during trading hours and outside trading hours. Would not spend more than 2 hours outside of trading hours if Rep receives potential real estate business. Rep is contact person for this OBA. Approved February 2020. 4) Co-owner of Elkun, LLC, entity established for owning and operating a boat. LLC was established July 2020 in the State of Florida. Not investment related and not conducted from Branch location. 5) Owner and Managing Partner of Safebay Capital Investments, LLC. LLC is used for making personal private investments and renting residential property located in Colorado. Conducted from personal residence. Established October 2021. Less than 1-hour spent per month outside of business hours. Purchased property July 2025. 6) Owner and managing partner of Portocolom Capital Partners, LLC, entity created to operate securities and investment advisory businesses as a separate DBA from Safebay Capital Partners, LLC. Investment related and conducted from branch location. Spends nominal time on management duties. LLC was initially filed March 2023.
CRS (Client Relationship Summary) - RIA
Click below to view Ariel Osvaldo Kay's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ariel Osvaldo Kay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 30, 2016 - Present
BOLTON SECURITIES CORPORATION
Office #1: 1441 Brickell Avenue Suite 1700, Miami, FL 33131RIA
BD
CRD#: 129376
Miami, FL
Current
October 31, 2013 - Present
BOLTON GLOBAL CAPITAL
Office #1: 1441 Brickell Avenue Suite 1700, Miami, FL 33131BD
CRD#: 15650
Miami, FL
Past
February 24, 2014 - October 31, 2016
BOLTON SECURITIES CORPORATION
RIA
CRD#: 129376
MIAMI, FL
Past
November 15, 2013 - October 31, 2016
BOLTON SECURITIES CORPORATION
BD
CRD#: 129376
MIAMI, FL
Past
July 15, 2009 - September 4, 2013
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
MIAMI, FL
Past
September 26, 2008 - September 4, 2013
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/31/2013)
IAR
Florida(11/30/2016)
RR
Texas(2/25/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
579 Main Street, Bolton, MA 01740
Mailing Address
579 Main Street, Bolton, MA 01740
Phone number
(978) 779-6947
Established
Delaware since 07/30/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
154
SEC notice filing (38 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,977 |
| AUM (Assets Under Management) | $ 7,004,872,405 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BOLTON SECURITIES CORPORATION
CRD#: 129376Miami, FL 33131TRUST BUT VERIFY
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