GR
George A. Reyes
CETERA INVESTMENT ADVISERS LLC
STEVENSON RANCH, CA 91381
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CRD#: 5582108
GR
Professional summary
George A Reyes, who also goes by George Angelo Reyes, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Stevenson Ranch, California and CETERA WEALTH SERVICES, LLC located in Stevenson Ranch, California.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. George has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
George Angelo Reyes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Stern, Kory, Sreden & Morgan AAC~'IR'~24961 The Old Road, 2nd Floor~Stevenson Ranch~CA~91381~Accounting Services/Tax Preparation~Employee~12/1/2020~80hrs~65hrs~Create and execute business development strategies to attract clients ? Grow existing book of business through uncovering needs by wealth planning ? Prospect new clients through partnerships with company??s line of businesses. ? Manage and execute customized client wealth planning analysis, recommendations, plan development, presentation, and execution in collaboration with team members ? Consult with clients and strategists on a variety of complex planning strategies including estate planning ? All investment related activity will be conducted through Avantax. 2) COLLEGE OF THE CANYONS FOUNDATION POSITION: Board of Director NATURE: The College of the Canyons (COC) Foundation is a 501(c)(3) non-profit auxiliary organization formed to generate philanthropic support for College of the Canyons. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: 26455 Rockwell Canyon Rd, Santa Clarita CA 91355, United States DESCRIPTION: volunteer, fundraise
CRS (Client Relationship Summary) - RIA
Click below to view George A Reyes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 24961 The Old Road 2nd Floor, Stevenson Ranch, CA 91381RIA
CRD#: 105644
STEVENSON RANCH, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 24961 The Old Road 2nd Floor, Stevenson Ranch, CA 91381BD
CRD#: 13572
STEVENSON RANCH, CA
Past
December 18, 2020 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Stevenson Ranch, CA
Past
December 17, 2020 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
STEVENSON RANCH, CA
Past
August 14, 2017 - December 1, 2020
U.S. BANCORP ADVISORS, LLC
RIA
CRD#: 14455
PANORAMA CITY, CA
Past
August 14, 2017 - December 1, 2020
U.S. BANCORP ADVISORS, LLC
BD
CRD#: 14455
PANORAMA CITY, CA
Past
March 20, 2012 - July 27, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
GRANADA HILLS, CA
Past
March 19, 2012 - July 27, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
GRANADA HILLS, CA
Past
January 3, 2011 - February 28, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LOS ANGELES, CA
Past
January 3, 2011 - February 28, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LOS ANGELES, CA
Past
October 9, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
VALENCIA, CA
Past
September 26, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
VALENCIA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/18/2025)
RR
Arizona(9/5/2025)
RR
Arkansas(9/5/2025)
RR
California(9/5/2025)
IAR
California(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/18/2025)
RR
Maryland(9/18/2025)
RR
Michigan(9/18/2025)
RR
Nevada(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Washington(9/24/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Stevenson Ranch, CA 91381TRUST BUT VERIFY
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