Tara C. Froyen

MADISON ADVISORY SERVICES

Lake Worth, FL 33463

Some features on this profile are disabled

CRD#: 5581228

Professional summary

Tara C Froyen, who also goes by Tara C Samples, Tara Samples, is a registered financial advisor currently at MADISON ADVISORY SERVICES, INC. located in Lake Worth, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Lake Worth, Florida.

Tara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Tara has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tara C Samples | Tara Samples

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MADISON ADVISORY SERVICES, 6415 Lake Worth Rd, Suite 212, Lake Worth FL 33463, United States, 08/01/2021, IAR, RIA Affiliation - other than CIRA, NIR, 100 HR/MO - 100 HR/MO TRADING 2. FROYEN & FROYEN, PA, 5124 Woodstone Cr East, Lake Worth FL 33463, United States, 08/01/2017, Owner, NIR, 1 HR/MO - 1 HR/MO TRADING 3. MADISON PLANNING GROUP-TARA FROYEN, 6415 Lake Worth Rd, Suite 212, Lake Worth FL 33463, United States, 08/01/2017, Agent, Insurance/Benefits/Human Resources, NIR, 50 HR/MO - 50 HR/MO TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tara C Froyen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2021 - Present

MADISON ADVISORY SERVICES, INC.

Office #1: 6415 Lake Worth Road Suite 212, Lake Worth, FL 33463

RIA

CRD#: 132386

Lake Worth, FL

Current

July 30, 2025 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 6415 Lake Worth Rd. Ste. 212, Lake Worth, FL 33463

CRD#: 39543

Lake Worth, FL

Past

August 2, 2021 - July 30, 2025

LION STREET FINANCIAL, LLC

CRD#: 165828

LAKE WORTH, FL

Past

August 7, 2017 - August 5, 2021

OSAIC WEALTH, INC.

CRD#: 23131

GREENACRES, FL

Past

March 25, 2017 - August 9, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

WEST PALM BEACH, FL

Past

January 9, 2009 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

WEST PALM BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MADISON ADVISORY SERVICES, INC.

MADISON | MADISON PLANNING GROUP | MADISON PLANNING | MADISON ADVISORY SERVICES, INC.

CRD#: 132386 / SEC#: 801-106492

RIA

Registered Investment Advisory firm - (8/10/2015 Approved)

Florida

Registered Investment Advisory firm - (10/29/2015 Terminated)

New Jersey

Registered Investment Advisory firm - (8/11/2015 Terminated)

New York

Registered Investment Advisory firm - (10/29/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(8/12/2021)

Florida
(7/30/2025)

Mississippi
(7/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/19/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/14/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/8/2009

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

MADISON ADVISORY SERVICES, INC.

MADISON | MADISON PLANNING GROUP | MADISON PLANNING | MADISON ADVISORY SERVICES, INC.

CRD#: 132386 / SEC#: 801-106492

RIA

Registered Investment Advisory firm - (8/10/2015 Approved)

Florida

Registered Investment Advisory firm - (10/29/2015 Terminated)

New Jersey

Registered Investment Advisory firm - (8/11/2015 Terminated)

New York

Registered Investment Advisory firm - (10/29/2015 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10 New King St Suite 104, White Plains, NY 10604

Mailing Address

Phone number

(914) 328-8558

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - MADISION ADVISORY (8/28/2025)

Regulatory assets under management

Total Number of Accounts	2,210
AUM (Assets Under Management)	$ 428,867,970

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Burns

J.P. MORGAN SECURITIES LLC

IAR

Palm Beach Gardens, FL

Charles Fischer

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Boca Raton, FL

Benjamin Silberman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Palm Beach Gardens, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Tara C. Froyen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tara C Froyen's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

LION STREET FINANCIAL, LLC

OSAIC WEALTH, INC.

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MADISON ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/19/2020

Series 7TO

Date: 7/14/2021

SIE

Date: 10/1/2018

Series 6

Date: 1/8/2009

FINRA

Current Firm

MADISON ADVISORY SERVICES, INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MADISON ADVISORY SERVICES, INC.

TRUST BUT VERIFY

Similar Advisors