Cory P. Kleinschmit
STRATEGIC ADVISERS | Vice President, Financial Consultant
HERMOSA BEACH, CA
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CRD#: 5579892
Professional summary
Cory Paul Kleinschmit, CFP®, who also goes by Cory Paul Kleinschmit, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Hermosa Beach, California and FIDELITY BROKERAGE SERVICES LLC located in Seal Beach, California.
Cory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Cory has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
I will collaborate with you to build a financial plan that is defined by your goals, and make certain that your plan stays on track. I'll be committed to providing guidance to your situation that is clear, relevant, and actionable. By building a life-long relationship with you, I'll help you create a financial plan by finding strategies that are right for you and your family.
Question & Answer
What are your service offerings?
Retirement Income Management
Tax Planning
Investment Planning
Education Planning
Comprehensive Financial Planni...
Retirement Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Cory Paul Kleinschmit
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Cory Paul Kleinschmit's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Education
University of Arizona
Bachelor of Science (BS) - Business Marketing
2007
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 12201 Seal Beach Blvd, Seal Beach, CA 90740RIA
CRD#: 104555
HERMOSA BEACH, CA
Current
November 18, 2010 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 12201 Seal Beach Blvd, Seal Beach, CA 90740-2634BD
CRD#: 7784
Seal Beach, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
HERMOSA BEACH, CA
Past
October 10, 2012 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SEAL BEACH, CA
Past
February 2, 2010 - July 7, 2010
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
PHOENIX, AZ
Past
February 23, 2009 - July 7, 2010
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/5/2016)
RR
California(11/18/2010)
IAR
California(3/31/2025)
RR
Florida(9/9/2022)
RR
Georgia(1/3/2020)
RR
Nevada(1/5/2016)
RR
New York(6/13/2023)
RR
North Carolina(9/15/2016)
RR
Oregon(1/6/2017)
RR
Tennessee(3/25/2023)
RR
Texas(8/18/2017)
IAR
Texas(3/31/2025)
RR
Utah(3/4/2022)
RR
Washington(1/6/2017)
RR
Wisconsin(3/2/2024)
RR
Wyoming(10/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)PREMIUM
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Hermosa Beach, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
