ST
Sean A. Tuttle
FIRST COMMAND ADVISORY SERVICES
Columbus, OH 43215
Some features on this profile are disabled
CRD#: 5579741
ST
Professional summary
Sean Arthur Tuttle, CFP®, ChFC®, who also goes by Sean Arthur Tuttle, Sean Arthut Tuttle, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Columbus, Ohio and FIRST COMMAND BROKERAGE SERVICES, INC. located in Columbus, Ohio.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Sean has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean Arthur Tuttle | Sean Arthut Tuttle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: Sean A Tuttle Financial Whether the business is investment-related: Yes Address of the other business: Upper Arlington, OH Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: President The start date of your relationship: Jan 05, 2009 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: This is an S Corp Passthrough associated with my business as a First Command Advisor.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Arthur Tuttle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
December 15, 2015 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 471 E Braod St Suite 1115, Columbus, OH 43215RIA
CRD#: 281958
Columbus, OH
Current
August 11, 2008 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 471 E Broad St Suite 1115, Columbus, OH 43215BD
CRD#: 3641
Columbus, OH
Past
August 27, 2008 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
ORANGE PARK, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/18/2022)
RR
California(10/30/2023)
RR
Colorado(8/18/2022)
RR
Florida(8/25/2008)
RR
Georgia(8/18/2022)
RR
Illinois(8/18/2022)
RR
Indiana(6/17/2022)
RR
Iowa(1/9/2025)
RR
Kentucky(8/18/2022)
RR
Massachusetts(10/4/2024)
RR
Michigan(11/21/2017)
IAR
Michigan(12/9/2021)
RR
Missouri(8/18/2022)
RR
New Hampshire(4/8/2024)
RR
New Jersey(9/2/2025)
RR
New York(8/18/2022)
RR
North Carolina(10/22/2021)
RR
North Dakota(8/18/2022)
RR
Ohio(11/5/2008)
IAR
Ohio(12/15/2015)
RR
Oklahoma(10/30/2023)
RR
Pennsylvania(8/18/2022)
RR
Rhode Island(1/9/2025)
RR
South Carolina(11/12/2020)
RR
Tennessee(3/29/2024)
RR
Texas(8/18/2022)
IAR
Texas(8/18/2022)
RR
Virginia(10/31/2023)
RR
Washington(5/26/2016)
RR
West Virginia(8/18/2022)
RR
Wisconsin(4/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
