Beverly J. Bertram

BERTRAM FINANCIAL ADVISOR SERVICES LLC

Mineral Point, WI 53565

Some features on this profile are disabled

CRD#: 5579324

Professional summary

Beverly Jayne Bertram is a registered financial advisor currently at BERTRAM FINANCIAL ADVISOR SERVICES LLC located in Mineral Point, Wisconsin.

Beverly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Beverly has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SELF-EMPLOYED D/B/A BERTRAM FINANCIAL GROUP; NON-INVESTMENT RELATED; INSURANCE SERVICES; INSURANCE AGENT; 06/1992; GREATER THAN 50% OF TIME SPENT IN THIS BUSINESS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Beverly Jayne Bertram's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2008 - Present

BERTRAM FINANCIAL ADVISOR SERVICES LLC

Office #1: 229 High St, Mineral Point, WI 53565

RIA

CRD#: 147987

Mineral Point, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(9/10/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/26/2008

Uniform Investment Adviser Law Examination

Current Firm

BERTRAM FINANCIAL ADVISOR SERVICES LLC

CRD#: 147987 / SEC#:

Wisconsin

Registered Investment Advisory firm - (9/10/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

229 High St, Mineral Point, WI 53565

Mailing Address

Phone number

(608) 987-1511

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Samuel Spanos

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Sea Island, GA

Robert Johnson

CETERA INVESTMENT ADVISERS LLC

IAR

MUSKEGON, MI

John Cummins

PORTFOLIO DESIGN SERVICES, LLC

RIVER FALLS, WI

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Beverly J. Bertram

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Beverly Jayne Bertram's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERTRAM FINANCIAL ADVISOR SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/26/2008

Current Firm

BERTRAM FINANCIAL ADVISOR SERVICES LLC

Contact information

Documents

Red Flags

Company Information

BERTRAM FINANCIAL ADVISOR SERVICES LLC

TRUST BUT VERIFY

Similar Advisors