Susan L. Warren

ADVISORS FINANCIAL

FALLS CHURCH, VA 22046

Some features on this profile are disabled

CRD#: 5578881

Professional summary

Susan L Warren, CFP®, who also goes by Susan Irene Langloh, is a registered financial advisor currently at ADVISORS FINANCIAL, INC. located in Falls Church, Virginia.

Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Susan has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Susan Irene Langloh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan L Warren's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

June 25, 2012 - Present

ADVISORS FINANCIAL, INC.

Office #1: 510 N. Washington Street Suite 300, Falls Church, VA 22046

RIA

CRD#: 144837

FALLS CHURCH, VA

Past

July 5, 2012 - June 1, 2018

CETERA WEALTH SERVICES, LLC

CRD#: 13572

VIENNA, VA

Past

October 6, 2011 - July 5, 2012

CADARET, GRANT & CO., INC.

CRD#: 10641

FALLS CHURCH, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISORS FINANCIAL, INC.

ADVISORS FINANCIAL PARTNERS, INC. | ADVISORS FINANCIAL, INC.

CRD#: 144837 / SEC#: 801-80263

RIA

Registered Investment Advisory firm - (9/5/2014 Approved)

Maryland

Registered Investment Advisory firm - (10/20/2014 Terminated)

Virginia

Registered Investment Advisory firm - (9/18/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(6/25/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/3/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/2011

General Securities Representative Examination

Current Firm

ADVISORS FINANCIAL, INC.

ADVISORS FINANCIAL PARTNERS, INC. | ADVISORS FINANCIAL, INC.

CRD#: 144837 / SEC#: 801-80263

RIA

Registered Investment Advisory firm - (9/5/2014 Approved)

Maryland

Registered Investment Advisory firm - (10/20/2014 Terminated)

Virginia

Registered Investment Advisory firm - (9/18/2014 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8391 Old Courthouse Road Suite 205, Vienna, VA 22182

Mailing Address

Phone number

(703) 883-0300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADVISORS FINANCIAL, INC. DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (2/20/2025)

Regulatory assets under management

Total Number of Accounts	701
AUM (Assets Under Management)	$ 292,512,099

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Raylonte Roach

EAGLE STRATEGIES LLC

IAR

BETHESDA, MD

Eric Bailey

OSAIC WEALTH, INC.

IAR

SILVER SPRING, MD

Michael Aves

LPL FINANCIAL LLC

IAR

Gaithersburg, MD

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Susan L. Warren

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan L Warren's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISORS FINANCIAL, INC.

CETERA WEALTH SERVICES, LLC

CADARET, GRANT & CO., INC.

Primary Firm SEC Registration

ADVISORS FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/3/2012

SIE

Date: 6/1/2018

Series 7

Date: 10/5/2011

Current Firm

ADVISORS FINANCIAL, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISORS FINANCIAL, INC.

TRUST BUT VERIFY

Similar Advisors