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Frank Nocco

TRADEZERO AMERICA
Brooklyn, NY 11232
Some features on this profile are disabled
CRD#: 5578015
FN

Professional summary

Frank Nocco is a registered financial professional currently at TRADEZERO AMERICA, INC. located in Brooklyn, New York.

Frank is registered as a RR (Registered Representative) and started their career in finance in 2008. Frank has worked at 7 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frank Nocco's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 26, 2019 - Present

TRADEZERO AMERICA, INC.

Office #1: 67 35th Street Suite B450, Brooklyn, NY 11232
BD
CRD#: 282940
Brooklyn, NY
Past

February 15, 2019 - July 31, 2019

PTR, INC.

BD
CRD#: 31559
COLLINGSWOOD, NJ
Past

October 31, 2018 - February 15, 2019

BENJAMIN & JEROLD BROKERAGE I, LLC

BD
CRD#: 29110
NEW YORK, NY
Past

January 15, 2015 - January 15, 2015

MONTECITO ADVISORS, INC.

BD
CRD#: 104004
NEW YORK, NY
Past

August 30, 2010 - November 3, 2018

DLB SECURITIES L.L.C.

BD
CRD#: 129354
DENVILLE, NJ
Past

February 27, 2009 - August 30, 2010

ON POINT EXECUTIONS, LLC

BD
CRD#: 132390
NEW YORK, NY
Past

August 6, 2008 - March 4, 2009

BLT SECURITIES CORP.

BD
CRD#: 146915
LIDO BEACH, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

SRO Registrations
RR
NYSE American LLC

Current Firm

TA
TRADEZERO AMERICA, INC.
DIVY EQUITIES, INC. | TRADEZERO AMERICA, INC.

CRD#: 282940 / SEC#: , 8-69736

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
67 35th Street Suite B450, Brooklyn, NY 11232
Mailing Address
67 35th Street Suite B450, Brooklyn, NY 11232
Phone number
(718) 709-4925
Established
Delaware since 09/02/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TRADEZERO USA INCSHAREHOLDER
CALLEJAS, KHRISPRINCIPAL FINANCIAL OFFICER6062989
CALLEJAS, KHRISFINOP6062989
CURET, JEFFREY HOWARDREGISTERED OPTION PRINCIPAL / CHIEF OPERATIONS OFFICER4711190
HAUPT, MICHAEL SCEO2865821
NACCARELLI, ANTONY CARMINECHIEF COMPLIANCE OFFICER1412706
ORTEGON, MARY ANNETTEMARKETING REGISTERED OPTIONS PRINCIPAL1297351

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRADEZERO AMERICA, INC.

CRD#: 282940Brooklyn, NY 11232

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