Alfred G. Fortunato

ALLEGORY ADVISORY

NEW YORK, NY 10177-0799

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CRD#: 5577412

Professional summary

Alfred George Fortunato, who also goes by Alfred G Fortunato Jr, is a registered financial advisor currently at ALLEGORY ADVISORY located in New York, New York.

Alfred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Alfred has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alfred G Fortunato Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BUSINESS RISK MANAGEMENT CONSULTANT FOR ALLEGORY ADVISORY. Up to 20% OF TIME WILL BE ALLOCATED TOWARDS THIS ASPECT OF BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alfred George Fortunato's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 22, 2016 - Present

ALLEGORY ADVISORY

Office #1: 250 Park Avenue 7th Floor, New York, NY 10177-0799

RIA

CRD#: 173871

NEW YORK, NY

Past

November 20, 2012 - December 31, 2014

CGN ADVISORS, LLC

RIA

CRD#: 159359

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/3/2021)

IAR

Texas
(3/22/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/18/2011

Uniform Investment Adviser Law Examination

Current Firm

ALLEGORY ADVISORY

ALLEGORY ADVISORY | ALLEGORY ADVISORY LLC

CRD#: 173871 / SEC#:

New York

Registered Investment Advisory firm - (2/5/2015 Approved)

Texas

Registered Investment Advisory firm - (5/23/2018 Approved)

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Contact information

Main Address

250 Park Avenue 7th Floor, New York, NY 10177-0799

Mailing Address

Phone number

(212) 572-4804

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	46
AUM (Assets Under Management)	$ 29,673,094

Red Flags

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Firm Stability Insights

Alfred G. Fortunato

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alfred George Fortunato's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLEGORY ADVISORY

CGN ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/18/2011

Current Firm

ALLEGORY ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALLEGORY ADVISORY

TRUST BUT VERIFY

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