Kenneth M. Harrell
Professional summary
Kenneth Macy Harrell is a registered financial professional currently at PHARUS SECURITIES, LLC located in New York, New York.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2008. Kenneth has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Macy Harrell's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 20, 2008 - Present
PHARUS SECURITIES, LLC
Office #1: 535 Fifth Avenue 25th Floor, New York, NY 10017Office #2: 535 Fifth Avenue 25th Floor 11th Floor, New York, NY, 10017State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/16/2009)
(6/8/2009)
(7/15/2009)
(7/6/2009)
(11/17/2009)
(10/13/2011)
(2/22/2011)
(6/25/2009)
(11/2/2009)
(6/18/2009)
(6/18/2009)
(1/18/2011)
(3/2/2011)
(3/3/2011)
(11/4/2009)
(7/14/2009)
(5/19/2009)
(6/29/2009)
(7/2/2009)
(9/19/2011)
(6/24/2009)
(6/16/2009)
(3/4/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PHARUS SECURITIES, LLC
CRD#: 148002 / SEC#: , 8-67948
Contact information
FINRA licenses (23 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
