Lawrence G. Miller

FAMILY FIDUCIARY SERVICES

NEWTON, MA 02462

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CRD#: 5576273

Professional summary

Lawrence Goodall Miller is a registered financial advisor currently at FAMILY FIDUCIARY SERVICES, INC. located in Newton, Massachusetts.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Lawrence has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MEDIPHASE MANAGEMENT; INVESTMENT RELATED; LOCATED 3 NEWTON EXECUTIVE PARK, #104, NEWTON, MA 02462; PRIVATE EQUITY; PRESIDENT; START DATE JUNE 2000; HOUR PER MONTH 160; TRADING HOURS PER MONTH 150; DURING INCLUDE SOURCING AND MONITORING INVESTMENTS IN PRIVATE AND PUBLIC HEALTHCARE/LIFE SCIENCES COMPANIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Goodall Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2009 - Present

FAMILY FIDUCIARY SERVICES, INC.

Office #1: 3 Newton Executive Park Suite 102, Newton, MA 02462

RIA

CRD#: 146339

NEWTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAMILY FIDUCIARY SERVICES, INC.

CRD#: 146339 / SEC#: 801-119095

RIA

Registered Investment Advisory firm - (7/20/2020 Approved)

Massachusetts

Registered Investment Advisory firm - (8/18/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/18/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/6/2009

Uniform Investment Adviser Law Examination

Current Firm

FAMILY FIDUCIARY SERVICES, INC.

CRD#: 146339 / SEC#: 801-119095

RIA

Registered Investment Advisory firm - (7/20/2020 Approved)

Massachusetts

Registered Investment Advisory firm - (8/18/2020 Terminated)

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Contact information

Main Address

900 Cummings Center Suite 212-u, Beverly, MA 01915

Mailing Address

Phone number

(978) 922-0050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FFSI BROCHURE (FORM ADV PART 2A) (3/27/2025)

Regulatory assets under management

Total Number of Accounts	98
AUM (Assets Under Management)	$ 204,810,860

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/19/2024	Cover Page	Report
11/30/2023	Cover Page	Report
08/16/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lawrence G. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Goodall Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAMILY FIDUCIARY SERVICES, INC.

Primary Firm SEC Registration

FAMILY FIDUCIARY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/6/2009

Current Firm

FAMILY FIDUCIARY SERVICES, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FAMILY FIDUCIARY SERVICES, INC.

TRUST BUT VERIFY

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