Andrew P. Congleton

CREATIVEONE WEALTH

Overland Park, KS 66213

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CRD#: 5575829

Professional summary

Andrew Paul Congleton is a registered financial advisor currently at CREATIVEONE WEALTH, LLC located in Overland Park, Kansas and CREATIVEONE SECURITIES, LLC located in Overland Park, Kansas.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Andrew has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) RCCH, LLC; Investment-Related; 4930 Overland Dr, Lawrence, KS 66049; Commercial Real Estate; 20% Owner; 01/2014; 0 hrs/mo; 0 hrs/mo; 20% Owner. 2.) Changepath, LLC; Investment-Related; 1732 Lake Alvamar Dr, Lawrence, KS 66047; Investment Advisory Firm; Financial Advisor; 160 hrs/mo;160 hrs/mo; Manage Clients' Financial Affairs. 3.) Andrew Congleton; Investment-Related; 1732 Lake Alvamar Dr, Lawrence, KS 66047; Fixed Insurance; Agent; 08/2016; 2 hrs/mo; 0 hrs/mo; Fixed Insurance Sales and Service. 4.) Congleton Advisory Services, LLC; Investment-Related; 7400 W 130th St, Ste 130, Overland Park, KS 66213; Entity For Ria Income; Owner; 09/2018; 200 hrs/mo;120 hrs/mo; Operate My Financial Services Business through this entity. 5.) Advanced Medical Imaging, LLC; Not Investment-Related; 4930 Overland Dr, Lawrence, KS 66049; Medical Imaging; Investor; 09/2018; 0 hrs/mo; 0 hrs/mo; Investor. 6.) Date Night, LLC; Not Investment-Related; 15264 254th St, Lawrence, KS 66044; Bar/Entertainment Venue; 8.67% Investor; 11/2020; 0 hrs/mo; 0 hrs/mo; 8.67% Investor. 7.) Heritage Planning LLC; investment related; 10801 Mastin Boulevard, Suite 150, Overland Park, KS 66210; Financial Advisory Practice; Owner; 01/2025; 25 hrs/mo; 25 hrs/mo

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Paul Congleton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

CRD#: 249

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CREATIVEONE WEALTH, LLC

CRD#: 281213 / SEC#: 801-106677

RIA

Registered Investment Advisory firm - (9/25/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kansas
(9/24/2018)

IAR

Kansas
(9/24/2018)

IAR

Texas
(1/13/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/26/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/22/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CREATIVEONE WEALTH, LLC

CRD#: 281213 / SEC#: 801-106677

RIA

Registered Investment Advisory firm - (9/25/2015 Approved)

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Contact information

Main Address

6330 Sprint Pkwy Suite 400, Overland Park, KS 66211

Mailing Address

Phone number

(913) 402-7897

Established

Firm type

Fiscal year end

# of Employees

217

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CREATIVEONE WEALTH ADV PART 2A 03.31.2025 (4/15/2025)

Regulatory assets under management

Total Number of Accounts	29,437
AUM (Assets Under Management)	$ 4,828,907,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andrew P. Congleton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Paul Congleton's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREATIVEONE SECURITIES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

DOMINICK & DICKERMAN LLC

DOMINICK & DICKERMAN LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

Primary Firm SEC Registration

CREATIVEONE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/26/2008

SIE

Date: 10/1/2018

Series 7

Date: 10/22/2008

FINRA

Current Firm

CREATIVEONE WEALTH, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CREATIVEONE WEALTH, LLC

TRUST BUT VERIFY

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