Neeta Balani

INGHAM RETIREMENT GROUP

Miami, FL 33156

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CRD#: 5575636

Professional summary

Neeta Balani, who also goes by Neeta Hiranand Buxani, is a registered financial advisor currently at INGHAM RETIREMENT GROUP located in Miami, Florida and DAYBRIGHT ADVISORY SERVICES, INC. located in Miami, Florida.

Neeta is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Neeta has worked at 4 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Neeta Hiranand Buxani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neeta Balani's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2019 - Present

INGHAM RETIREMENT GROUP

Office #1: 9350 South Dixie Highway Suite 1560, Miami, FL 33156

RIA

CRD#: 106299

Miami, FL

Current

July 15, 2025 - Present

DAYBRIGHT ADVISORY SERVICES, INC.

Office #1: 9350 South Dixie Highway Suite 1560, Miami, FL 33156

RIA

CRD#: 133795

Miami, FL

Past

June 3, 2015 - February 27, 2019

SUN CREEK HOLDINGS LLC

RIA

CRD#: 165110

CORAL GABLES, FL

Past

September 23, 2009 - May 17, 2010

1ST DISCOUNT BROKERAGE, INC.

RIA

CRD#: 39164

ROYAL PALM BEACH, FL

Past

January 23, 2009 - May 17, 2010

1ST DISCOUNT BROKERAGE, INC.

CRD#: 39164

ROYAL PALM BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAYBRIGHT ADVISORY SERVICES, INC.

DAYBRIGHT ADVISORY SERVICES, INC. | TRPC ADVISORY SERVICES, INC. | TRPC ADVISORY SERVICES | THE RETIREMENT PLAN COMPANY, LLC

CRD#: 133795 / SEC#: 801-93173

RIA

Registered Investment Advisory firm - (4/16/2015 Approved)

Tennessee

Registered Investment Advisory firm - (9/3/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/29/2019)

IAR

Maryland
(3/27/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 1/22/2009

General Securities Representative Examination

Current Firm

DAYBRIGHT ADVISORY SERVICES, INC.

DAYBRIGHT ADVISORY SERVICES, INC. | TRPC ADVISORY SERVICES, INC. | TRPC ADVISORY SERVICES | THE RETIREMENT PLAN COMPANY, LLC

CRD#: 133795 / SEC#: 801-93173

RIA

Registered Investment Advisory firm - (4/16/2015 Approved)

Tennessee

Registered Investment Advisory firm - (9/3/2015 Terminated)

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Contact information

Main Address

9350 South Dixie Highway Suite 1560, Miami, FL 33156

Mailing Address

P.o.box 50, Lakeland, FL 33802

Phone number

(305) 671-2200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAYBRIGHT ADV PART 2A DISCLOSURE BROCHURE (8/5/2025)

Regulatory assets under management

Total Number of Accounts	2,170
AUM (Assets Under Management)	$ 4,212,361,531

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/09/2025	Cover Page	Report
01/22/2024	Cover Page	Report
12/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Neeta Balani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neeta Balani's CRS (Customer Relationship Summary).

Certified licenses

Experience

INGHAM RETIREMENT GROUP

DAYBRIGHT ADVISORY SERVICES, INC.

SUN CREEK HOLDINGS LLC

1ST DISCOUNT BROKERAGE, INC.

1ST DISCOUNT BROKERAGE, INC.

Primary Firm SEC Registration

DAYBRIGHT ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 7

Date: 1/22/2009

Current Firm

DAYBRIGHT ADVISORY SERVICES, INC.

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DAYBRIGHT ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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