Colin X. Morse
Professional summary
Colin Xavier Morse, who also goes by Colin Xavier Morse, Colin Morse, Colin X Morse, is a registered financial professional currently at BTIG, LLC located in New York, New York.
Colin is registered as a RR (Registered Representative) and started their career in finance in 2008. Colin has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colin Xavier Morse's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2023 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022March 2, 2021 - June 30, 2022
NORTHERN LIGHTS DISTRIBUTORS, LLC
February 22, 2017 - September 3, 2019
CVC FUNDING, LLC
January 3, 2012 - February 25, 2016
JANNEY MONTGOMERY SCOTT LLC
January 13, 2010 - December 16, 2011
FIRST EMPIRE SECURITIES, INC.
October 16, 2008 - February 8, 2010
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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