Shawn M. Feliciano

FIRST COMMAND ADVISORY SERVICES

ALBUQUERQUE, NM 87112

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CRD#: 5574523

Professional summary

Shawn Marie Feliciano, who also goes by Shawn Marie Barry, Shawn Marie Barry, Shawn Feliciano, Shawn M. Feliciano, Shawn Marie Feliciano, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Albuquerque, New Mexico and FIRST COMMAND BROKERAGE SERVICES, INC. located in Albuquerque, New Mexico.

Shawn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Shawn has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shawn Marie Barry | Shawn Marie Barry | Shawn Feliciano | Shawn M. Feliciano | Shawn Marie Feliciano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the other business: Iconquer MS, Ride ; Whether the business is investment-related: No ; Address of the other business: 460 Totten Pond Rd Waltham MA 02451 ; Nature of the other business: Community Activity ; Your position, title, or relationship with the other business: Advocate ; The start date of your relationship: 1/2/2023 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Advocate for people w/ MS. Sometimes as a speaker

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Marie Feliciano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2018 - Present

FIRST COMMAND ADVISORY SERVICES

Office #1: 2901 Juan Tabo Blvd Ne Suite 201, Albuquerque, NM 87112

RIA

CRD#: 281958

ALBUQUERQUE, NM

Current

July 25, 2018 - Present

FIRST COMMAND BROKERAGE SERVICES, INC.

Office #1: 2901 Juan Tabo Blvd Ne Suite 201, Albuquerque, NM 87112

CRD#: 3641

Albuquerque, NM

Past

November 29, 2017 - May 14, 2018

BBVA SECURITIES INC.

CRD#: 27060

SIERRA VISTA, AZ

Past

March 17, 2016 - October 3, 2017

EQUITABLE ADVISORS, LLC

CRD#: 6627

TUCSON, AZ

Past

June 20, 2013 - July 10, 2014

CAPITAL ONE INVESTMENT SERVICES LLC

CRD#: 25658

MCLEAN, VA

Past

September 10, 2008 - September 20, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/8/2018)

IAR

Arizona
(11/8/2018)

Colorado
(2/21/2023)

Illinois
(2/21/2023)

New Mexico
(8/28/2024)

IAR

New Mexico
(10/2/2024)

Virginia
(3/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/6/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/22/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/9/2008

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

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Contact information

Main Address

1 Firstcomm Plaza, Fort Worth, TX 76109

Mailing Address

Po Box 2387, Fort Worth, TX 76113-2387

Phone number

(817) 731-8621

Established

Firm type

Fiscal year end

# of Employees

1,787

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP PROGRAM BROCHURE (10/30/2024)

DESCRIPTION OF SERVICES (10/30/2024)

Regulatory assets under management

Total Number of Accounts	110,166
AUM (Assets Under Management)	$ 22,090,760,499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shawn M. Feliciano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Marie Feliciano's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST COMMAND BROKERAGE SERVICES, INC.

BBVA SECURITIES INC.

EQUITABLE ADVISORS, LLC

CAPITAL ONE INVESTMENT SERVICES LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

FIRST COMMAND ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 11/6/2018

Series 63

Date: 9/22/2008

SIE

Date: 10/1/2018

Series 7

Date: 7/25/2018

Series 6

Date: 9/9/2008

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST COMMAND ADVISORY SERVICES

TRUST BUT VERIFY

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