TR
Terri M. Rau
MIDWEST PROFESSIONAL PLANNERS, LTD.
Crystal Lake, IL 60014
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CRD#: 5574111
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Professional summary
Terri Marie Rau, who also goes by Terri Marie Debartolo, Terri M Rau, Terri Marie Sauer, is a registered financial advisor currently at MIDWEST PROFESSIONAL PLANNERS, LTD. located in Crystal Lake, Illinois.
Terri is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Terri has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Terri Marie Debartolo | Terri M Rau | Terri Marie Sauer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BUSINESS NAME-CRUMP LIFE INSURANCE SERVICES, INVESTMENT-RELATED, CRYSTAL LAKE, IL, NATURE OF BUSINESS-INSURANCE WHOLESALER, POSITION-INSURANCE WHOLESALER, START-01/2013, 14 HRS/MO DURING TRADING HOURS, DUTIES-SELL INSURANCE. BUSINESS NAME-BLUE CROSS BLUE SHIELD, CRYSTAL LAKE, IL, NATURE OF BUSINESS - HEALTH INSURANCE AGENCY, POSITION-HEALTH INSURANCE WHOLESALER, START-11/2011, 3 HRS/MO DURING TRADING HOURS, DUTIES-SELL HEALTH INSURANCE. Financial Planning Association , Investment related:No, 15128 S LaGrange Road, Orland Park, Illinois, 60462, Organization for Financial Planning Professionals, Financial Advisor, 09/05/2023, 3 hours a month, Pro Bono FP guidance MPPL INSURANCE, LLC INSURANCE AGENCY INSURANCE AGENT SINCE 01/2024 NOT INVESTMENT RELATED SUMMERHILL FIRM DIVORCE FINANCIAL PLANNING SINCE 04/2025 CONSULTANT BRAINSTORMING WOMEN DIVORCE FINANCIAL PLANNING WORKSHOPS AND SUPPORT WORK SINCE 102025 NOT INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Terri Marie Rau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 6, 2013 - Present
MIDWEST PROFESSIONAL PLANNERS, LTD.
Office #1: 755 Mcardle Dr. Suite F, Crystal Lake, IL 60014RIA
CRD#: 112995
Crystal Lake, IL
Past
June 6, 2011 - November 21, 2023
APW CAPITAL, INC.
BD
CRD#: 43814
Crystal Lake, IL
Past
September 23, 2008 - June 8, 2011
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
CARY, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MP
MIDWEST PROFESSIONAL PLANNERS, LTD.
MIDWEST PROFESSIONAL PLANNERS, LTD. | MPPL FINANCIAL (DBA ONLY) | MPPL FINANCIAL
CRD#: 112995 / SEC#: 801-72649
RIA
Registered Investment Advisory firm - (8/24/2011 Approved)Florida
Registered Investment Advisory firm - (8/29/2011 Terminated)Illinois
Registered Investment Advisory firm - (8/24/2011 Terminated)Minnesota
Registered Investment Advisory firm - (8/29/2011 Terminated)Wisconsin
Registered Investment Advisory firm - (8/29/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(3/6/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MP
MIDWEST PROFESSIONAL PLANNERS, LTD.
MIDWEST PROFESSIONAL PLANNERS, LTD. | MPPL FINANCIAL (DBA ONLY) | MPPL FINANCIAL
CRD#: 112995 / SEC#: 801-72649
RIA
Registered Investment Advisory firm - (8/24/2011 Approved)Florida
Registered Investment Advisory firm - (8/29/2011 Terminated)Illinois
Registered Investment Advisory firm - (8/24/2011 Terminated)Minnesota
Registered Investment Advisory firm - (8/29/2011 Terminated)Wisconsin
Registered Investment Advisory firm - (8/29/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2610 Stewart Avenue, Suite 100, Wausau, WI 54401
Mailing Address
Phone number
(715) 848-3474
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,586 |
| AUM (Assets Under Management) | $ 554,338,160 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
