Megan T. Carlson
Professional summary
Megan Therese Carlson, who also goes by Megan Therese Boyce, Megan Therese Carlson, Megan Carlson, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Naples, Florida.
Megan is registered as a RR (Registered Representative) and started their career in finance in 2008. Megan has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Megan Therese Carlson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2024 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 999 Vanderbilt Beach Road #200, Naples, FL 34108February 28, 2019 - February 20, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 27, 2012 - September 27, 2018
SECURITIES AMERICA, INC.
June 24, 2011 - March 26, 2012
NATIONAL PLANNING CORPORATION
November 27, 2008 - April 12, 2011
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/2024)
Exams
FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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