Joseph S. Oettel

LIGHTHOUSE FINANCIAL & CONSULTING SERVICES

Springfield, IL 62703

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CRD#: 5573657

Professional summary

Joseph S Oettel, CFP®, ChFC® is a registered financial advisor currently at LIGHTHOUSE FINANCIAL & CONSULTING SERVICES, LLC located in Springfield, Illinois.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Joseph has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INTEGRITY PROPERTIES, LLC, YES, 4805 BEARS PAW, SPRINGFIELD, IL 62711, INVESTMENT COMPANY, MEMBER, FEBRUARY 2003, 25 HOURS/MONTH, 10 HOURS/MONTH, MANAGING MEMBER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph S Oettel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

ChFC^®

Chartered Financial Consultant

Experience

Current

October 17, 2008 - Present

LIGHTHOUSE FINANCIAL & CONSULTING SERVICES, LLC

Office #1: 1300 S. Eighth St.,, Springfield, IL 62703

RIA

CRD#: 145054

Springfield, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/17/2008)

IAR

Texas
(5/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

LIGHTHOUSE FINANCIAL & CONSULTING SERVICES, LLC

CRD#: 145054 / SEC#:

Illinois

Registered Investment Advisory firm - (10/17/2008 Approved)

Missouri

Registered Investment Advisory firm - (3/27/2024 Cancelled)

Texas

Registered Investment Advisory firm - (4/27/2021 Conditional Restricted)

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Contact information

Main Address

1300 S. Eighth St.,, Springfield, IL 62703

Mailing Address

Phone number

(217) 726-0176

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	202
AUM (Assets Under Management)	$ 15,619,470

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph S. Oettel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph S Oettel's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIGHTHOUSE FINANCIAL & CONSULTING SERVICES, LLC

State Registrations and Notice Filings

Exams

Current Firm

LIGHTHOUSE FINANCIAL & CONSULTING SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LIGHTHOUSE FINANCIAL & CONSULTING SERVICES, LLC

TRUST BUT VERIFY

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