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BT

Bradley W. Test

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CRD#: 5573634
BT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bradley Webster Test was a registered financial professional .

Bradley is a previously registered financial professional and started their career in finance in 2008. Bradley had worked at 3 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 2, 2015 - August 5, 2019

GRANT THORNTON CORPORATE FINANCE, LLC

BD
CRD#: 120129
NEW YORK, NY
Past

July 15, 2010 - February 13, 2013

PHOENIX IB

BD
CRD#: 132710
CHADDS FORD, PA
Past

October 3, 2008 - May 13, 2009

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
BOSTON, MA
Past

September 12, 2008 - May 13, 2009

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/2/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 5/20/2015
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 9/11/2008
General Securities Representative Examination

Current Firm

GT
GRANT THORNTON CORPORATE FINANCE, LLC
GRANT THORNTON CORPORATE FINANCE, LLC

CRD#: 120129 / SEC#: , 8-65264

BD
Terminated by SEC on 06/07/2020
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 11/30/2001
Firm type
Limited Liability Company
Fiscal year end
July
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
GRANT THORNTON LLPMEMBER
FERRO, JOHN JOSEPHCHIEF EXECUTIVE OFFICER4335229
SIMMONS, GRANT DOUGLASFINANCIAL AND OPERATIONS PRINCIPAL5008840
SIMMONS, GRANT DOUGLASCHIEF COMPLIANCE OFFICER5008840

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GRANT THORNTON CORPORATE FINANCE, LLC

CRD#: 120129

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