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JF

John Joseph Ferro

CRD# 4335229·Registered 2001 - 2020
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Joseph Ferro was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2001 - 2020. John had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

GRANT THORNTON FINANCIAL ADVISORS LLC·CRD# 168751
RIA
Philadelphia, PA
May 22, 2014 - August 7, 2020
GRANT THORNTON CORPORATE FINANCE, LLC·CRD# 120129
BD
New York, NY
October 14, 2004 - June 8, 2020
FTI CAPITAL ADVISORS, LLC·CRD# 123434
BD
Washington, DC
January 31, 2003 - July 29, 2004
ANDERSEN CORPORATE FINANCE LLC·CRD# 108427
BD
Houston, TX
May 24, 2001 - June 7, 2002

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Current Firm

GT
GRANT THORNTON FINANCIAL ADVISORS LLC

GRANT THORNTON FINANCIAL ADVISORS LLC

CRD#: 168751
California
Registered Investment Advisory firm - California (11/29/2024 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (10/30/2024 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (11/14/2023 Approved)
New Jersey
Registered Investment Advisory firm - New Jersey (10/26/2023 Terminated)
New York
Registered Investment Advisory firm - New York (6/19/2014 Approved)
North Carolina
Registered Investment Advisory firm - North Carolina (9/9/2026 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (10/3/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (7/23/2014 Approved)
Virginia
Registered Investment Advisory firm - Virginia (10/30/2024 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

500 N. Akard Suite 1200, Dallas, TX 75201

Phone Number

(214) 561-2300

# of Employees

6

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2014About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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