Young Guk Gong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Young Guk Gong was a registered financial professional .
Young Guk is a previously registered financial professional and started their career in finance in 2009. Young Guk had worked at 1 firm and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2015 - September 9, 2019
MIRAE ASSET WEALTH MANAGEMENT (USA) INC.
February 23, 2009 - September 9, 2019
MIRAE ASSET WEALTH MANAGEMENT (USA) INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 4/30/2009
Limited Representative-Equity Trader ExamCurrent Firm
MIRAE ASSET WEALTH MANAGEMENT (USA) INC.
CRD#: 147991 / SEC#: 801-69516, 8-67945
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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