Josiah D. Hoffman

HOFFMAN CAPITAL ADVISORS LLC

CRANBERRY TWP, PA 16066

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CRD#: 5572382

Professional summary

Josiah David Hoffman, who also goes by Josiah D Hoffman, Josiah Hoffman, is a registered financial advisor currently at HOFFMAN CAPITAL ADVISORS LLC located in Cranberry Twp, Pennsylvania and NEWEDGE SECURITIES, LLC located in Cranberry Twp, Pennsylvania.

Josiah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Josiah has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josiah D Hoffman | Josiah Hoffman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)HOFFMAN CAPITAL ADVISORS LLC~INVESTMENT RELATED~~RIA~CRANBERRY TWP, PA~CCO/FINANCIAL ADVISOR~MARCH 2017~240HRS PER MONTH~130HRS PER MONTH DURING MARKET~FINANCIAL SERVICES, OPERATIONS, COMPLIANCE, ADMINISTRATIVE - - - - - - - - - - - 2)FIXED INSURANCE SALES~NON INVESTMENT RELATED~CRANBERRY TWP, PA~FIXED INSURANCE~AGENT~JULY 2016~10HRS PER MONTH~5HRS PER MONTH DURING MARKET~FIXED INSURANCE SALES/PROSPECTING - - - - - - - - - - - 3)NewEdge Securities - INVESTMENT RELATED YES- PITTSBURGH, PA - REGISTERED REPRESENTATIVE - 11/2017

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Josiah David Hoffman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2017 - Present

HOFFMAN CAPITAL ADVISORS LLC

Office #1: 1659 Rt 228 Suite 5, Cranberry Twp, PA 16066

RIA

CRD#: 287766

CRANBERRY TWP, PA

Current

November 30, 2017 - Present

NEWEDGE SECURITIES, LLC

Office #1: 2009 Mackenzie Way, Suite #100, Cranberry Twp, PA 16066

CRD#: 10674

Cranberry Twp, PA

Past

July 8, 2016 - November 30, 2017

HEFREN-TILLOTSON, INC.

RIA

CRD#: 53

PITTSBURGH, PA

Past

July 8, 2016 - November 30, 2017

HEFREN-TILLOTSON, INC.

CRD#: 53

PITTSBURGH, PA

Past

September 15, 2009 - July 11, 2016

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

PITTSBURGH, PA

Past

August 27, 2009 - July 11, 2016

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

PITTSBURGH, PA

Past

November 6, 2008 - February 17, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW KENSINGTON, PA

Past

October 13, 2008 - February 17, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW KENSINGTON, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOFFMAN CAPITAL ADVISORS LLC

HOFFMAN CAPITAL ADVISORS LLC | RIVERSTONE WEALTH MANAGEMENT LLC

CRD#: 287766 / SEC#: 801-114896

RIA

Registered Investment Advisory firm - (3/28/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/5/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(1/4/2024)

Ohio
(11/30/2017)

IAR

Pennsylvania
(6/8/2017)

Pennsylvania
(11/30/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/3/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/10/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/13/2018

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

HOFFMAN CAPITAL ADVISORS LLC

HOFFMAN CAPITAL ADVISORS LLC | RIVERSTONE WEALTH MANAGEMENT LLC

CRD#: 287766 / SEC#: 801-114896

RIA

Registered Investment Advisory firm - (3/28/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/5/2019 Terminated)

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Contact information

Main Address

1659 Rt 228 Suite 5, Cranberry Twp, PA 16066

Mailing Address

Phone number

(724) 719-6767

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HOFFMAN CAPITAL ADVISORS LLC WRAP FEE PROGRAM (5/1/2025)

ADV PART 2A-HOFFMAN CAPITAL ADVISORS LLC (5/1/2025)

Regulatory assets under management

Total Number of Accounts	722
AUM (Assets Under Management)	$ 159,520,733

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Josiah D. Hoffman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Josiah David Hoffman's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEWEDGE SECURITIES, LLC

HEFREN-TILLOTSON, INC.

HEFREN-TILLOTSON, INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

HOFFMAN CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/3/2008

SIE

Date: 10/1/2018

Series 7

Date: 10/10/2008

Series 24

Date: 8/13/2018

FINRA

Nasdaq Stock Market

Current Firm

HOFFMAN CAPITAL ADVISORS LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOFFMAN CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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