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NC

Noah P. Cooper

CRB SECURITIES
Fort Lee, NJ 07024
Some features on this profile are disabled
CRD#: 5571488
NC

Professional summary

Noah P Cooper is a registered financial professional currently at CRB SECURITIES, LLC located in Fort Lee, New Jersey.

Noah is registered as a RR (Registered Representative) and started their career in finance in 2008. Noah has worked at 3 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Noah P Cooper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 19, 2021 - Present

CRB SECURITIES, LLC

Office #1: 2115 Linwood Ave 4th Floor, Fort Lee, NJ 07024
BD
CRD#: 283134
Fort Lee, NJ
Past

November 1, 2010 - September 19, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

September 30, 2008 - November 1, 2010

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/24/2021)
RR
Connecticut
(11/15/2021)
RR
Delaware
(10/29/2021)
RR
District of Columbia
(12/7/2021)
RR
Florida
(8/17/2022)
RR
Georgia
(12/8/2021)
RR
Illinois
(2/22/2022)
RR
Maryland
(10/26/2021)
RR
Massachusetts
(3/3/2022)
RR
Michigan
(4/20/2023)
RR
Minnesota
(4/19/2022)
RR
New Jersey
(8/6/2021)
RR
New Mexico
(4/25/2023)
RR
New York
(8/6/2021)
RR
Pennsylvania
(11/8/2021)
RR
Texas
(10/27/2021)
RR
Virginia
(11/4/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 8/6/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 10/26/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/19/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/7/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/29/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CRB SECURITIES, LLC
CRB SECURITIES, LLC

CRD#: 283134 / SEC#: , 8-69740

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
2115 Linwood Avenue 4th Floor, Fort Lee, NJ 07024
Mailing Address
2115 Linwood Avenue 4th Floor, Fort Lee, NJ 07024
Phone number
(201) 808-7000
Established
New Jersey since 12/11/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CRB GROUP, INC.OWNER
COOPER, NOAH PDIRECTOR5571488
GADE, GILLES GDIRECTOR2535478
KELM, CHRISTOPHER THOMASCEO / CCO / DIRECTOR1694572
ROTHENBERG, SHARI PFINOP6590875
WILLEMS, ERICA LYNNCOO / DIRECTOR4389694

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRB SECURITIES, LLC

CRD#: 283134Fort Lee, NJ 07024

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