Luis G. Malave
Professional summary
Luis Gabriel Malave, who also goes by Luis Gabriel Malave Lameda, is a registered financial professional currently at TCG CAPITAL MARKETS L.L.C. located in New York, New York.
Luis is registered as a RR (Registered Representative) and started their career in finance in 2008. Luis has worked at 3 firms and has passed the Series 63, Series 66, SIE, Series 82 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luis Gabriel Malave's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2022 - Present
TCG CAPITAL MARKETS L.L.C.
Office #1: 1 Vanderbilt Avenue Suite 3400, New York, NY 10017January 13, 2015 - December 31, 2021
TCG SECURITIES, L.L.C.
October 20, 2008 - April 30, 2009
UBS INTERNATIONAL INC.
September 18, 2008 - April 30, 2009
UBS INTERNATIONAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2022)
(1/4/2022)
(1/4/2022)
Exams
FINRA
Current Firm
TCG CAPITAL MARKETS L.L.C.
CRD#: 291767 / SEC#: , 8-70061
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARLYLE INVESTMENT MANAGEMENT, L.L.C. | MEMBER | |
| KRZAK, ALEXANDER JACOB | PRINCIPAL OPERATIONS OFFICER | 6349160 |
| LEFKOWITZ, JOSHUA ADAM | OFFICER | 7216783 |
| LOWENTHAL, MITCHELL NEAL | CO-CHIEF COMPLIANCE OFFICER | 6939241 |
| PLOUFFE, JUSTIN | CEO | 6223477 |
| QIAN, LIANGSHUN | CO-CHIEF COMPLIANCE OFFICER | 7247412 |
| RIORDAN, TIFFANY | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6313437 |
Red Flags
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