DC
David S. Cardenas
ITAU INTERNATIONAL SECURITIES
Miami, FL 33131
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CRD#: 5570158
DC
Professional summary
David Salomon Cardenas, who also goes by David Salomon Cardenas Mr., is a registered financial advisor currently at ITAU INTERNATIONAL SECURITIES INC. located in Miami, Florida.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. David has worked at 5 firms and has passed the Series 66, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Salomon Cardenas Mr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM AN INVESTOR FOR BANCO ITAU INTERNATIONAL (BII) LOCATED AT 200 S. BISCAYNE BLVD. SUITE 2200, MIAMI, FL 33131. IT IS AN US EDGE ACT BANKING ENTITY AND AFFILIATE OF IIS. THEIR WEBSITE IS WWW.ITAUPRIVATEBANK.COM. I ADVISE CLIENTS IN EQUITIES, FX, MUTUAL FUNDS, NDFS, STRUCTURED NOTES, AND OTC OPTIONS FOR CLIENTS OF MENTIONED ENTITY. COMPENSATION IS BASED ON SALARY AND ANNUAL BONUS PAID BY IIS. I SPEND APPROXIMATELY 5 HOURS PER WEEK DEVOTED TO IT DURING NORMAL BUSINESS HOURS (8AM TO 6PM).
CRS (Client Relationship Summary) - RIA
Click below to view David Salomon Cardenas's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Salomon Cardenas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2019 - Present
ITAU INTERNATIONAL SECURITIES INC.
Office #1: 200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131Office #2: 200 S. Biscayne Blvd Suite 2200, Miami, FL 33131Office #3: 200 S. Biscayne Blvd Suite 2200, Miami, FL 33131RIA
BD
CRD#: 144769
Miami, FL
Current
May 1, 2019 - Present
ITAU INTERNATIONAL SECURITIES INC.
Office #1: 200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131Office #2: 200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131Office #3: 200 S. Biscayne Blvd Suite 2200, Miami, FL 33131RIA
BD
CRD#: 144769
Miami, FL
Past
September 21, 2017 - July 11, 2018
ASTRON WEALTH MANAGEMENT, LLC
RIA
CRD#: 288909
MIAMI, FL
Past
September 14, 2016 - December 31, 2016
XP ADVISORY US, INC.
RIA
CRD#: 173779
MIAMI, FL
Past
June 14, 2016 - June 22, 2017
XP INVESTMENTS US, LLC
BD
CRD#: 156691
MIAMI, FL
Past
July 10, 2009 - May 31, 2016
ITAU INTERNATIONAL SECURITIES INC.
BD
CRD#: 144769
MIAMI, FL
Past
November 3, 2008 - May 28, 2009
UBS INTERNATIONAL INC.
BD
CRD#: 107726
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/22/2024)
RR
Connecticut(2/22/2024)
RR
Florida(5/1/2019)
IAR
Florida(5/6/2019)
RR
New York(2/22/2024)
RR
Texas(2/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 1/24/2012
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
II
ITAU INTERNATIONAL SECURITIES INC.
ITAU EUROPA SECURITIES INC. | ITAU SECURITIES | ITAU INTERNATIONAL SECURITIES INC.
CRD#: 144769 / SEC#: 801-112301, 8-67674
RIA
Registered Investment Advisory firm - SEC (7/22/2022 Terminated)Florida
Registered Investment Advisory firm - SEC (7/19/2022 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131
Mailing Address
200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131
Phone number
(305) 416-7813
Established
Delaware since 03/08/2007
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
35
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ITAU BBA INTERNATIONAL PLC | DIRECT OWNER | |
| AAGESEN, MARCELO | DIRECTOR - EXECUTIVE REPRESENTATIVE - HEAD OF MARKETS | 6905674 |
| BALTOVSKI, ALEXANDER | PRINCIPAL OPERATIONS OFFICER | 2350828 |
| BEYRUTI, FERNANDO MATTAR | DIRECTOR AND CHAIRMAN | 6629310 |
| BRITO DE LIMA, MARCIO | HEAD INVESTOR | 6954691 |
| COHEN, ALAN MARCEL | HEAD TRADER | 6921752 |
| DE OLIVEIRA MARQUES, FERNANDO LUIZ | HEAD OF COMMERCIAL | 7861011 |
| GAITAN, SARA CATALINA | CHIEF COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 4733588 |
| GAMBA, THIAGO DA SILVA | CHIEF COMPLIANCE OFFICER - ITAU PRIVATE BANK MIAMI | 6622732 |
| GLYNN, MICHAEL GERARD | CHIEF FINANCIAL OFFICER, FINOP/PRINCIPAL FINANCIAL OFFICER | 3219445 |
| MOREIRA, PERCY AUGUSTO | DIRECTOR | 4882443 |
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 56,559,226 |
Red Flags
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Company Information
ITAU INTERNATIONAL SECURITIES INC.
CRD#: 144769Miami, FL 33131TRUST BUT VERIFY
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