Juan L. De La Garza

IPG INVESTMENT ADVISORS

MIAMI, FL 33131

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CRD#: 5570024

Professional summary

Juan Lorenzo De La Garza, who also goes by Juan Lorenzo De Lagarza, is a registered financial advisor currently at IPG INVESTMENT ADVISORS, LLC located in Miami, Florida and INVESTMENT PLACEMENT GROUP located in Miami, Florida.

Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Juan has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

Juan Lorenzo De Lagarza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Lorenzo De La Garza's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2021 - Present

IPG INVESTMENT ADVISORS, LLC

Office #1: 1111 Brickell Ave 10th Floor, Suite 68, Miami, FL 33131

RIA

CRD#: 152990

MIAMI, FL

Current

March 10, 2021 - Present

INVESTMENT PLACEMENT GROUP

Office #1: 80 Sw 8th Street Suite 2660, Miami, FL 33130

CRD#: 14458

Miami, FL

Past

April 14, 2021 - December 31, 2022

IPG INVESTMENT ADVISORS, LLC

RIA

CRD#: 152990

MIAMI, FL

Past

January 24, 2013 - March 16, 2021

FUTURA ASSET ADVISORS LLC

RIA

CRD#: 136285

CORAL GABLES, FL

Past

September 21, 2012 - March 3, 2021

INSIGHT SECURITIES, INC.

RIA

CRD#: 5611

CORAL GABLES, FL

Past

October 16, 2009 - March 3, 2021

INSIGHT SECURITIES, INC.

CRD#: 5611

CORAL GABLES, FL

Past

December 12, 2008 - June 24, 2009

UBS INTERNATIONAL INC.

CRD#: 107726

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IPG INVESTMENT ADVISORS, LLC

CRD#: 152990 / SEC#: 801-71104

RIA

Registered Investment Advisory firm - (3/3/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/10/2021)

IAR

Florida
(4/14/2021)

Texas
(3/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/7/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/2008

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

IPG INVESTMENT ADVISORS, LLC

CRD#: 152990 / SEC#: 801-71104

RIA

Registered Investment Advisory firm - (3/3/2010 Approved)

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Contact information

Main Address

501 West Broadway Suite 1350, San Diego, CA 92101

Mailing Address

Phone number

(619) 326-1200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IPG INVESTMENT ADVISORS LLC FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,154
AUM (Assets Under Management)	$ 3,818,509,733

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Juan L. De La Garza

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Lorenzo De La Garza's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT PLACEMENT GROUP

IPG INVESTMENT ADVISORS, LLC

FUTURA ASSET ADVISORS LLC

INSIGHT SECURITIES, INC.

INSIGHT SECURITIES, INC.

UBS INTERNATIONAL INC.

Primary Firm SEC Registration

IPG INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/7/2010

SIE

Date: 10/1/2018

Series 7

Date: 12/11/2008

FINRA

Nasdaq Stock Market

Current Firm

IPG INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IPG INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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