KC
Kurtis W. Campbell
CETERA INVESTMENT ADVISERS LLC
SPRINGBORO, OH 45066
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CRD#: 5569925
KC
Professional summary
Kurtis Warren Campbell is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Springboro, Ohio and CETERA WEALTH SERVICES, LLC located in Springboro, Ohio.
Kurtis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Kurtis has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rooftop Financial Services LLC~3131 S Dixie Dr Ste 421~Dayton~OH~45439~Other~Partner/General Partner~12/1/2009~1hrs~1hrs~Expense sharing with fellow HD Vest Advisor. 2) Pohlman, Talmage, Brown & Campbell CPAs, Inc.~3445 S Dixie Dr Ste 200~Dayton~OH~45439~Accounting Services/Tax Preparation~Owner~11/1/2018~80hrs~80hrs~CPA offering accounting, tax, and consulting services to both individuals and businesses. I will be 30% owner. I will spend approximately half time doing accounting and tax and half financial planning. 3) DHPPT LLC~3445 S Dixie Dr Ste 200~Moraine~OH~45439~Rental Property~Owner~1/1/2019~1hrs~0hrs~Owner of a commercial real estate building. Duties include attending owner's meetings, viewing financial statements for the building, and making decisions with other owners in regards to the upkeep of the building. 4) ATHENE POSITION: Agent NATURE: Annuity sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2021 ADDRESS: 3445 S Dixie Dr, Ste 200, Dayton OH 45439, United States DESCRIPTION: Case research and placement of annuity contracts to fit client needs. 5) ONE FAMILY CHURCH OF DAYTON POSITION: Church Board Member NATURE: Community Church INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/28/2022 ADDRESS: 3686 Haney Road, Dayton OH 45416, United States DESCRIPTION: Treasurer. 6) PTBC CPAS/FINANCIAL SERVICES POSITION: Owner NATURE: Certified Public Accounting practice INVESTMENT RELATED: No NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2025 ADDRESS: 3445 S Dixie Dr, Ste 200, Dayton OH 45439, United States DESCRIPTION: Partner, prepare and reviewer of both tax returns and accounting statements.
CRS (Client Relationship Summary) - RIA
Click below to view Kurtis Warren Campbell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 36 S Richards Run Suite C, Springboro, OH 45066Office #2: 353 Regency Ridge Drive, Dayton, OH 45459RIA
CRD#: 105644
SPRINGBORO, OH
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 36 S Richards Run Suite C, Springboro, OH 45066Office #2: 353 Regency Ridge Drive, Dayton, OH 45459BD
CRD#: 13572
Springboro, OH
Past
October 14, 2009 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Springboro, OH
Past
October 23, 2008 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Springboro, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Hawaii(9/18/2025)
RR
Illinois(9/5/2025)
RR
Maryland(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
IAR
Ohio(9/5/2025)
RR
Pennsylvania(9/18/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
